Stipulated Award NASD Dispute Resolution, Inc. In the Maner of the Arbitration Between Names of Claimants Stanley and Bonnie Schweiger Case No. 99-05661 Redstone Securities.Inc. Peter A. Boudouvas REPRESENTATION OF PARTffiS For Stanley and Bonnie Schweiger, hereinafter referred to as "Claimants": Robert W. Pearce, P.A., Boca Raton, Florida. For Respondent Redstone Securities, Inc., hereinafter referred to as "Redstone": Charles M. O'Rour

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant John R. Flick and Case Number: 99-05659 Hearing Site: Troy, Michigan Names of Respondents UBS PaineWebber, Inc. Frederick Mirbach Jack Woodrow Wilson Brian Joseph Rener and James Ellsworth Layden. Jr. REPRESENTATION OF PARTIES John R. Flick ("Claimant") was represented by Robert S. Goldsmith, Esq. as of on or about March 26, 200

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 99-05639 Jesse Jake Savage, claimant vs. Seibt Financial Services, Inc., respondent. ATTORNEYS: Claimant appeared Pro Se., Henderson, NY. Respondent Seibt Financial Services, Inc. appeared through its President, Hans Seibt, Las Vegas, NV. DATE FILED: December 20, 1999 CASE SUMMARY: Claimant alleged that respondent wrongfully deducted money from his final paycheck for a headset tha

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Grace Alcala and Douglas H. Cameron v. Bear Stearns & Company, Peter In Cho, and John Dawson Case Number: 99-05634 Hearing Site: Chicago, Illinois REPRESENTATION QF PARTIES Claimants Grace Alcala ("Alcala") and Douglas Cameron ("Cameron"), hereinafter collectively referred to as "Claimants": Lloyd Kadish, Esq., Lloyd Kadish & Associates, Ltd., Chicago, Illinois Respondent Bear

stipulated Award NASD Dispute Resoiution, Inc. In the Matter of the Arbitration Between: Jerry L. Wilson and Karen A. Wilson, Claimants, vs. Donald G. Terns, Sigma Capital Corporation, Apex Capital Corporation, LLC, and East- West Capital Corporation, Respondents. Case Number: 99-05633 Hearinq Site: Southfield, Michigan REPRESENTATION QF PARTIES Claimants Jerry L. Wilson and Karen A. Wilson, hereinafter collectively referred to as "Claimants." w

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: George Primbas, Hellen Primbas, GKP, and PCS Solutions, Inc., Claimants Vs. Case Number: 99-05632 Prudential Securities, Inc., and Jaison IIofTman, Respondents. Hearing Site: Cleveland, Ohio REPRESENTATION OF PARTIES C-aimams George Pnmbas, Hellen Primbas, GKP, and PCS Solutions, Inc. ("Claimants"), were represented by David B. Webster, Esquire, of

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant 1 800 Daytrade.com, Inc. and 99-05651 Phoenix, Arizona Name of Respondent Sam Hazan REPRESENTATION OF PARTIES 1 800 Daytrade.com, Inc. ("Claimant") was represented by David R. Clouston, Esq., Arter & Hadden, LLP., Dallas, Texas. Sam Hazan ("Respondent") appeared pro se. CASE INFORMATION The Statement of Claim was filed on or about Decemb

Award NASD Regulation, Inc. tn the Matter of the Arbitration Between: Gene Harris and Joyce P. Harris, (Claimants) vs. Anthony Nicholas Corrao and Salomon Smith Barney, Inc. (Respondents"). Case Number: 99-05649 Hearina Site: Dallas, Texas REPRESENTATION OF PARTIES Claimants, Gene Harris and Joyce P. Harris, ("Claimants"): Frederick C. Summers, III, Esq.: Stollenwereck, Moore & Silverberg, P.C. located in Dallas, Texas. Respondents, Anthony Nich

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Thomas R. Rzepka v. Daniel Parker and J.J.B. Hilliard, W.L. Lyons, Inc. Case Number: 99-5642 Hearing Site: Detroit, iViichigan REPRESENTATION OF PARTIES Claimant, Thomas R. Rzepka ("Rzepka"), hereinafter referred to as "Claimant": pro se. Respondents, Daniel Parker and J.J.B. Hilliard, W.L. Lyons, Inc., hereinafter collectively referred to as "Respondents": Matthew S. Hardin,

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Prudential Securities, Inc. and 99-03937 Scottsdale, Arizona Name of Respondent Kevin D. Barr REPRESENTATION OF PARTIES Prudential Securities, Inc. ("Claimant") was represented by Tom Galbraith, Esq. and Pamela S. Flory, Esq., Meyer, hendricks & Bivens, P.A., Phoenix, Arizona. Kevin D. Barr ("Respondent") was represented by Greg R. Davis, Esq.,