Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Irwin B. Silverman, (Claimant) vs. VTR Capital, Inc. a/k/a Fairchild Financial Group and Matthew Bloom, (Respondents) Case Number: 99-03854 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Irwin B, Silverman, hereinafter referred to as "Claimant": his daughter, Allyson Silverman, Esq. Respondent, VTR Capital, Inc. a/k/a Fairchild Financial Group ("Fairchild")

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimants Marvin and Mollie Berman vs. Case No. 98-04332 Name of Respondents Gruntal & Co., L.L.C. Jack Shusterman REPRESENTATION OF PARTIES Claimants Marvin S. and Mollie Berman ("Claimants") were represented by Kermeth I. Trujillo, Esquire and Andrea L. Adlam, Esquire of Trujillo Rodriguez & Richards, LLC, Philadelphia, Pennsylvania. Respondent Gruntal & C

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Glenn Rushton, Celeste Rushton, and Custom Homes International, (Claimants) vs. Vincent Ribortone, Mitchell Silverman, John Calabrese, Robert Lipsky, Vincent Landano, Michael Walters, Vista Securities, Inc., and Pershing Division of Donaldson, Lufkin & Jenrette Securities Corporation, (Respondents) Case Number: 98-04329 Hearing Site: New York, New York REPRESENTATION OF PARTIE

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 98-04326 Charles De Mars, claimant vs. Abbey Ashford Securities Inc., respondent ATTORNEYS: Claimant appeared Pro Se., Redondo Beach, CA Respondent appeared through its Chairman of the Board, Robert S.C. Peterson, Marco Island, FL. DATE FILED: November 17, 1998 CASE SUMMARY: Claimant alleged that respondent did not record a sale of CMAL Financial Corp. on .January 12, 1998. Claima

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Joseph Starr, (Claimant) vs. National Financial Services Corporation, (Respondent). Case Number: 98-04323 Hearing Site: San Francisco, Califomia REPRESENTATION OF PARTIES Joseph Starr, hereinafter referred to as "Claimant": Richard Sacks, Investors Recovery Services, Novate, Califomia. National Financial Services Corporation hereinafter referred to as "Respondent": Peter Brown Dol

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Califomia Exempt Plan Partnership, Claimant vs. First Western Advisors, Respondent. Case Number: 98-04320 Hearing Site: Via Conference Call REPRESENTATION OF PARTIKS Claimant, Califomia Exempt Plan Partnership ("CEPP"), hereinafter referred to as "Claimant": Harold O. Miller, Esq., Harold O. Miller Attomey, L.C., Sarasota, Florida Respondent, First Western Advisors ("First Wes

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Lynn Krause and Kenneth Krause, Claimants vs. Bear Stearns & Company and Alan I. Florin, Respondents. Case Number: 98-04316 Hearing Site: Cleveland. Ohio REPRESENTATION OF PARTIES Claimants, Lynn Krause and Kenneth Krause (Krause) (hereinafter referred to as "Claimants"), were represented by Gregg A. Rossi, Esquire, Law Offices of Rossi & Rossi, Youngstown, Ohio. Respo

stipulated Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration by and between: GREGORY A. GREDER. Claimant, - and - FIRST REPUBLIC GROUP LLC. STUART LEIGHTON UPDEGROVE and KENNETH KIRK VAISHVILLE, Respondents. Case No.: 98-04312 Hearing Location: Omaha, Nebraska REPRESENTATION OF PARTIES Claimant Gregory A. Greder, hereafter "Claimant", by Rodney K. Vincent, Esq., Vincent Law Offices, Lincoln, Nebraska. Respo

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 98-04298 Estate of Antonio G. Domantay, claimant vs. First Investors Corporation, George Toroslar and Myron Feltheimer, respondents. ATTORNEYS: For Claimant, Estate of Antonio G. Domantay appeared Bryan L. Rozencwaig, Esq., New York, NY. For Respondents First Investors Corporation, George Toroslar and Myron Feltheimer, appeared in-house counsel, Ronald J. Rol

AWARD NASD Regulation. Inc. CASE: 98-04294 Robert 0. Adams, claimant vs. Olde Discount Corpor.ition, respondent. ATTORNEYS: Claimant, Robert O. Adams appeared Pro Se., Burnsville, MN For Respondent Olde Discount Corporation, appeared in-house counsel, David C. Andrew, Esq., Detroit, Ml DATE FILED: 11/16/98 CASE SUMMARY: Claimant alleged unauthorized purchase of CAI Wireless common stock and misappropriation by respondent. Claim Data Award Da