Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Seymour Lubiner. (Claimant) vs. First Metropolitan Securities Inc.. Alexis Aaron, (Respondents) Case Number: 98-03963 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Seymour Lubiner, hereinafter referred to as "Claimant": Charles Berkman, Esq. Brooklyn, New York. Respondent, First Metropolitan Securities, Inc., hereinafter referred to as "First Metropolitan" d

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Marc J. Caparelli, Claimant v. Joseph Roberts & Co., Inc., Robert DiMarco, Jr., Joseph Frank De Santo, Jr., John N. Salerno, Christopher B. Pacente, Angelo Vincent Anzalone, Respondents. Case Number: 98-03959 Hearinq Site: Louisville, Kentucky REPRESENTATION OF PARTIES Claimant, Marc J. caparelli ("Claimant") was represented by Edward M. King, Esq., of. Louisville, Kentucky. R

\ Award NASD Dispnte Resolution, Inc In the Matter of the Arbitzation Between: Richard Jewkes and Debra Jewkes, Claimants vs. Jay Rice and American Investment Services, Inc., Respondents. Case Number 98-03956 Hearing Site: Salt Lake Oxy, UT Claimants, Richard Jewkes and Debra Jewkes. (hereinafter collectively referred to as "Clauoiants"): Nanci Snow BockeHe, Esq., Bockelie Law Office, L.C.. 261 East 300 South. Suite 300, Salt lake Qty, UT 84111.

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Savino Tarantini and 98-03955 Name of Respondents Mark Sutter, and Heritage West Securities, Inc. REPRESENTATION OF PARTIES Savino Tarantini ("Claimant") was represented by John R. Augustine, Jr., Esq., John R. Augustine, P.C, Phoenix, Arizona. Mark Sutter ("Sutter") and Heritage West Securities, Inc. ("Heritage") (hereinafter joindy referred to as

Stipulated Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Walter Don Dailey Case No. 98-03954 Names of Respondents Dean Witter Reynolds, Inc. Steven M. Page Murat Ronald Ozbilen Scott Marc Balotin REPRESENTATION OF PARTIES For Claimant Walter Don Dailey hereinafter referred to as "Claimant": Pat Huddleston, II, Esq. of the law firm of Dawson & Huddleston, Atlanta, Georgia. For Respondents De

Award NASD Dispute Resolution, lac. In the Matter of the Arbitration Between of Cfaimau* Southwest Securities. Inc Case No. 99-03815 Names of Respondents International Trading Group I, Inc Daniel Edward Carter REPRESENTATION OF PARTIES For Southwest Securities, Inc. ("Southwest"), hereinafter also referred to as " Richard A. Khan, Esq. c£ Brown McCarroll & Oafcs Hartltoe, LL.P., Dallas, Texas. For International Trading Group l,Inc. ("TEG

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Scott A. Van Epps (Claimant) vs. Nathan C. Bricklin, Shelley S. Freeman, Wells Fargo Securities, Inc., Wells Fargo & Company, Inc., Wells Fargo Bank, (Respondent). Case Number: 98-03953 Hearing Site: San Francisco, CA REPRESENTATION OF PARTIES Claimant, Scott A. Van Epps, hereinafter referred to as "Claimant": Etan E. Rosen, Esq., 3230 Ramos Circle, Sacramento, CA 95827. Responden

STIPULATED AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Holly Schuck Arbitration Number: 98-03951 Hearing Location: Detroit, Michigan. Name of Respondents First of America Securities, Inc.; and First of America Bank Corporation REPRESENTATION For Claimant: Holly Schuck was represented by Michael C. Bingen of Silverman, Smith 8i Blngen, P.C, located in Kalamazoo, Michigan. For Respondents: Firs

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Joel T. Kaplan. Claimant v. Schneider Securities, Inc., and Roger P. May, Respondents Case Number: 98-03950 Hearing Site: Los Angeles, Califomia REPRESENTATION OF PARTIES For Claimant: For Respondents: Burton Mark Senkfor, Esq. Law Office of Burton Mark Senkfor Beverly Hills, Califomia Margaret E. Peper, Esq. Davis & Ceriani Denver, Colorado CAS

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant John Picarello and 98-03922 Phoenix, Arizona Name of Respondent Prudential Securities Incorporated REPRESENTATION OF PARTIES John Picarello ("Claimant") was represented by Frank Lewis, Esq., Begam Lewis Marks & Wolfe, Phoenix, Arizona. Prudential Securities Incorporated ("Respondent") was represented by Richard S. Cohen, Esq. and Jesse B. Si