Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 06-02598 Fariborz Todd Zojaji Name of the Respondent Hearing Site: Boca Raton, Florida Merrill Lynch, Pierce, Fenner & Smith, Inc. Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES For Fariborz Todd Zojaji, hereinafter referred to as "Claimant": V. Michael Arias, Esq. and Curtis Carlson, Esq., Carlson & L

Award NASD Dispute Resoiution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 06-04616 Albert Kaplan Name of the Respondent Hearing Site: Columbia, South Carolina Terra Nova Trading, LLC Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES For Albert Kaplan, hereinafter referred to as "Claimant": Joseph C Wilson, Esq., Pierce, Herns, Sloan & McLeod, LLC, Charieston, South Carolina. For Te

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between: Names of Claimants Craig Wells and Cheryl Wells vs. Case Number: 05-03172 Hearing Site: Detroit, Michigan Names of Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc., and Scott Bylsma NATURE OF THE DISPUTE Customers vs. Member and Associated Person REPRESENTATION OF PARTIES Craig Wells and Cheryl Wells ("Claimants") were represented by Howard B. P

STIPULATED AWARD NASD Dispute Resolution, Inc. n the Matter of the Arbitration Between Danial C Ballard and Angela Ballard and 98-03293 Southfield, Michigan DLDE Discount Coq3. and i/Villiam Scott Ryan REPRESENTATION OF PARTIES Danial C Ballard and Angela Ballard ("Claimants") were represented by Laurence S. Dchultz, Esq., Driggere, Schultz & Herbst, Troy, Michigan. DLDE Discount Corp. ("OLDE") and William Scott Ryan ("Ryan"), hereinafter co

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Michael G. Matsie and Susan Matsie, Claimants v. John W. Adair, Jr., Chatfield Dean & Co., Inc., and Everen Securities, Inc., Respondents Case Number: 99-03778 Hearing Site: Los Angeles, California RRPgFSENTATTON OF PARTIES For Claimants Michael G. Matsie and Susan Matsie: Jeffrey L. Licht, Esq. Jeffrey Licht & Associates, Inc. Los Angeles, California For Respondents J

AWARD NASD Dispute Resoiution In the Matter of the Arbitration Between: Names of Claimants John Zahodne and Irene Zahodne vs. Case Number 06-02052 Hearing Site: Detroit, Michigan Name of Respondent Katrine Savage NATURE OF THE DISPUTE Customers vs. Associated Person REPRESENTATION OF PARTIES John Zahodne and Irene Zahodne ("Claimants") were represented by John C. Stevenson, Esq., Law OfTices of Gan-ett & Stevenson, P.C, Detroit, Mich

AWARD NASD Dispute Resoiution In the Matter of the Arbitration Between: Name of Claimant Jacl< Wolf vs. Names of Respondents Citigroup Global Markets Inc., Jessie Elizabeth Collinsrehil, and Andrew Michael Beider Case Number. 04-08335 Hearing Site: Detroit, Michigan NATURE OF THE DISPUTE Customer vs. Member and Associated Persons REPRESENTATION OF PARTIES Jack Wolf ("Claimant") was represented by Charies M. Penzien, Esq., Pen

AWARD NASD Dispute Resolution, inc. In the Matter of the Arbitration Between Linda Munson and 01-00924 Southfield, Michigan Michael A. Poland and Gregory D. DeVoursney REPRESENTATION OF PARTIES Linda Munson ("Claimant") was represented by David L. Bossenbroek, Esq., Britton & Bossenbroek, P.C. Muskegon, Michigan Michael A. Poland ("Poland") and Gregory D. DeVoursney ("DeVoursney"), hereinafter referred to as "Respondents," were represent

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant Maria Cozzi vs. Case Number: 06-02397 Hearing Site: Chicago, Illinois Names of Respondents UBS Financial Services, Inc. and Patricia M. Mulcahy NATURE OF THE DISPUTE Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Maria Cozzi ("Claimant") was represented by William J. Harte, Esq. and Peter J. McCarthy, Esq., William J. Har

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between: Names of Claimants Prim Advisors, Inc. and Prim Securities, Inc. vs. Case Number: 06-03178 Hearing Site: Cleveland, Ohio Name of Respondent Michael C. Brady NATURE OF THE DISPUTE Non-Member and Member vs. Associated Person REPRESENTATION OF PARTIES Prim Advisors, Inc. and Prim Securities, Inc. ("Claimants") were represented by Sam A. Zingale, Esq., Sam A. Zingale