A\vard NASD Dispute Resolution, Inc. j'n the Matter of the Arbitration Between Names of .Claimants Dennis William Stemmle Iris G. Stemmle Case No. 99-03752 Name of Respondent Wheat First Securities, Inc. ti/k/a First Union Securities, Inc. REPRESENTATION OF PARTIES For Dennis William Stemmle and Iris G. Stemmle. hereinafter collectively referred to as "Claimants": Edwin Russell Jeter, Esq., Jeter & Williams, P,A.,Columbia, South Carolina

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 06-02967 Angelo Skulas Robin Skulas and Angelo Skulas JTWROS West Virginia Emergency Medical Systems, Inc. Emergency Med System Ltd. Robin Skulas and Angelo Skulas JTWROS Robin Skulas and Angelo Skulas JTWROS Angelo Skulas Pledged to ML Bank USA Robin Skulas and Angelo Skulas JTWROS Pledged Coll Acct for MLB&T Robin Skulas and Ange

Award NASD Dispute Resolution in the Matter of the Arbitration Between: Sudhir and Dr. Baldev Nayyar (Claimants) vs. G-W Brokerage Group, Inc., and Samir K. Ghosh (Respondents) Case Number: 06-03829 Hearing Site: New Yorl^, New York Nature of the Dispute: Initial Claim: Customers vs. Member and Associated Person. Cross-Claim: Member vs. Associated Person. REPRESENTATION OF PARTIES Claimants Sudhir and Dr. Baldev Nayyar hereinafter collectively r

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Enrico Franco, Claimant v. Casey Professional Services, LLC, George J. GasparinI and Nicolas R. Montgomery, Respondents Case Number: 06-02353 Hearing Site: San Francisco, Califomla Nature of the Dispute: Associated Person vs. Member and Associated Persons REPRESENTATION OF PARTIES For Claimant: Moris Davidovitz, Esq. Davidovitz & Bennett LLP San Francisco, California For

Avtrard NASD Dispute Resolution In the Matter of the Arbitration Between: Michael Loughran, Claimant v. First Washington Corporation and David D. Lewis, Respondents Case Number: 06-05320 Hearing Site: Seattle, Washington Nature of the Dispute: Associated Person v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Michael Loughran ProSe Seattle, Washington For Respondents: Michael R. Scott, Esq. Hillis Claris Martin &

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between: Names of Claimants Mohammed Matt and Amira Matt vs. Names of Respondents McDonald Investments, Inc., Rita Mansour, James Joseph Porea, and Shane Michael Meyer Case Number: 05-03450 Hearing Site: Southfield, Michigan NATURE OF THE DISPUTE Customers vs. Member and Associated Persons REPRESENTATION OF PARTIES Mohammed Matt and Amira Matt ("Claimants") were r

N.A.S.D. AWARD MATIOMAL ASSOCIATION OF SECITRITIE8 DElOiERS In the Matter of the Arbitration Between Name of Claimant David Didenko 94-02652 Name of Respondents Prudential Insurance Company of America Prudential Securities, Inc. Edward Montagna Dino A. Montagna Louis Bogner REPRESBMTATIOli Claimant David Didenko ("Claimant'*) was represented by Howard A. Teichman, Esq., Harkowitz & Zindler, Lawrenceville, NJ. Respondents Prud

Second Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 05-05101 Uzi Barany Nechama Goldblat Names of the Respondents Hearing Site: Boca Raton, Florida Sands Brothers & Co., Ltd. Steven Sands John Telfer Leila Shuminer William A. lommi, Sr. Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Uzi Barany ("Barany") and Nec

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 06-01631 Kathleen Burdette Names of the Respondents Hearing Site: Tampa, Florida Ameriprise Financial Services, Inc. Barbara Minshew Travers Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Kathleen Burdette, hereinafter referred to as "Claimant": Rick A. Buchwalter, Esq., Ricit A. Buchwalte

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 99-03748 Ronnie M. Gore, claimant vs. American Express Financial Advisors, Inc., and Monte G. Goodwin, respondents. ATTORNEYS: Claimant, Ronnie M. Gore, ("Claimant"), appeared Pro Se., Covington, IN. For Respondents, American Express Financial Advisors and Monte G. Goodwin, (collectively "Respondents"), appeared Vice President and Group Counsel, Gary R. Irwin, Esq., Minneapolis, MN.