N.A.S.D. AWARD NATICN&L ASSOCIATION OP SECURITnS DEALERS In the Matter of the Arbitration BetwecE joanoa Bloem 91-00471 Jannay Mentgnaeiry Scott, Inc. Sil DtmBdio Par dalmnt: Mitcball C. Green, Esq., 11500 Waet Olynpic Blvd., Suite 400,. Loo >cgel«a, CA 90064 Bar RaepandBdti Elizabeth Hocp Fay, Kaq., Morgan, Lewis & Bockius, 2000 Qae Logan Square, Pbiladalphia, PA 19103-6993 Statanaat of fiiedt Pabruary 12, 1991 sigzMd cm April 11, 1

N.A.S.D. AWARD NftllCNAL ASSOCIflTICN OF SECURITIES DEALERS In the Matter of the Arbitration Between Gem L. & Beatrice M. Boggess Lynch, Fierce Fenner & Smith Ire Pruosntial-Bache Securities Inc. Joeeph M. Tillotson For Claimant: Leonard Sterner, Esq. of Hagel and Steiner For Respondents Merrill Lynch Pierce Fenncr and Smith and Joseph Tillotson: v. Janes Mann, Esq. of Marrill Lynch Pierce Fanner and Smith, inc. For Respondent Prudential Sec

N.A.S.D. AWARD NATIONAL ASSOCIATICN OF SECURITIES DEALERS In the Matter of the Arbitration Between Mame of Claimant ( s ) Donald E. & Marlayn G. Stauffer 91-00391 Stuart James Company, Inc. Craig Allen Young For Respondent, Craig Allen Young - In Pro Se case Statement of Claim filed: February 6, 1991 Claimants' Submission Agreement signed on: February 4, 1991 Joint Statement of Answer filed by Respondents on: June 4, 1991 Respondent,

N.A.S.D. AWARD NATIONRL ASSOCIATION OF SECURITIES DEALEFS In the Matter of the Arbitration Between frig"* r>f riairr Jean 0. Grey 91-00349 Name of Respondent's) Dean Witter Reynolds, inc. Jerrold M. Ccwitz For Claimant: Edward S. Gelfand, Esq. Friedman & Phillips For Respondents: Wendy R. Robinson, Esq. Dean Witter Reynolds, Inc. Statement of Claim filed: February 1, 1991 Claimant's Submission Agreement signed on:January 29, 1991 Sta

N.A.S.O. AWARD NATICHftL ASSOCIKnCN OF SECURITIES DEALERS In the Matter of tha Arbitration Between NaneofCL Kurt & Oarlene Hirschinger 91-00317 Lehman Hutton, Inc. Alan F. Leavitt For Claimant: Bruce R. Safran, Esq. For Respondent: Marie W. Nelson, Esq. of Kaesal, Young & Logan O9E Statement of fiaim filed: January 30, 1991 Claimants' Submission Agreement signed on: January 26, 1991 Statement of Anawar filed by Respondents, Shear;r:o

N.A.S.O. AWARD NKTICNKL ASSOCIATION OF SECURITIES DEALERS in the Matter of the Arbitrarion Between Morria Hazz TIEE 91-00316 Lynch, Pierce Fenner & Smith Inc Jones J. Porter For Claiaant: William A. Laavy, Esq., of Marquis, Haney & Aurbach Respondent: Dennis M. Pape, Esq., of Merrill Lynch, Pierce, Fenner & Smith Statement of Claim filed: January 30, 1991 Claimant's Submission Agreement signed on: January 23, 1991 Statjenent of Answer fi

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between 91-00298 , inc. John Burg For Claimant: Robert A. Graham, Jr., Esq. cf the Law Offices of Robert A Graham, Jr. For Respondents; Janes Geffner, Esq. of the office of Janes Gaffner Statement of Claim filed: January 29, 1991 Claimant's Submission Agreement signed on: January 17, 1991 Statement of Answer filed by Respondents John Burg and Diver

N.A.S.D. ASARD NATICNRL ASSOOAnOH OF SECURITIES CEAI2RS In the Matter of the Arbitration Between Nama of Mada F. Scott and Survivors Trust, et al 91-00294 PaineWebber, Inc. Michael D. Sweeney, Sr. Ftor Claimant: Scott w. Reed, Esq. For Respondents: Scott Ratchick, Esq., of PaineWebber, Inc. CASK Statement of Claim filed: 1/28/91 -Amended Statement of Claim filed: 9/3/91 Claimant's Submission Agreement signed on: 11/12/90 Joint St

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Nama of Dahna S. Hall 90-02999 Narns o PaineWebber, Inc. Stuart James Company, Inc. .. Kennington " For Claimant: Paul N. Young of Investors Arbitration Services For Respondents PaineWebber, Inc. and Vetra Perry (erroneously named as Vetra Beltre) : Judy Louie, Esq. For Respondents Stuart James Company, Inc.: John F. MrBride, Esq.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS in the Matter of the Arbitration Between of Holt & 91-00280 i, Inc. For Claimant» David M. Greenberg, Esq., Cne Rrharcadero Center, Suite 880, San Francisco, CA 94111 For Racpcnianti No appearance, altJ»ut}h duly served with the ;.otico of the hearing by certified mail. Stataaafit of Claim filed» January 25, 1991 Claimant's Subodssicn Agreement signed ont January 17, 1991