N.A.S.D. AWARD NXTIQNMi ASSOCIXnCN OF SHSJRXTffiS In the Matter of the Arbitration Between R. Parrin 91-00077 Radon 4 Pnnnhmr. lac. RoaaMandell For n««m«m.. Mao* H. Sadth, Baq» and William J. Mud, Baq. of Raid ft Bellyer, Inc., P.O. Box 6086, San Bernardino, CX 92412 Star Reapondants Rodoan & Ranahaw, Inc. by Robert P. BronaiJc, Esq. and Charlea Valeate, Baq. of AltheiAsr & Gray, 10 South Macter Drive, Suite 4000, fhlcago, IL 60606 Karli

N.A.S.D. AWARD NATIONAL ASSOdSTICN OF SECdRnTSS DEALERS In the Matter of the Arbitration Between CLy*J8!£ Jalal Bolcorchi v NASD #91-00030 Shearson T^hm»n Button, Inc. Jonathan Pallln Sandy Martin For Claimant: Richard C. Ciller, Esq. - Baker* Bostetler, MnHitrlvn Black For Respondents: K. Scott Douglas, Esq. - Faisal Young and Logan Statement of Wn\m filed* January 3, 1991 Claimant's Submission Agreement signed on: rxufiiixit 21. 1990

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Mams of Claimant./s] Leonard J. Lewis 90-03285 Name of Respondents Shearson Lehman Hutton, Inc. Michael Strasser For Claimant: David R. King, Esq. of Kruse, Lanrin and Maycock For Respondents: David G. Russell, Esq. of Parker, Hudson, Rainer and Dobbs and Kathryn S. Reimann, Esq. of Shearson Lehman Statement of Claim filed: November 20, 199

N.A.S.D. AWARD NAUOHAL ASSOCIATICN OP SECURITIES DEALERS In the Hatter of the Arbitration Between The Revocable Living Trust of Maxine M. Diefenderfer Robert I. Diefenderfer, Jr. and Marine M. Diefenderfer, Trustees vs NASD Arbitration No. 90-03283 Dean Witter Reynolds, Inc. Ren. Mmrnvni James A. Olson Pbr Claimant: John P. Ashtcn, Esq. - Prince, Yeates & Geldzahle For Respcndsots: Quick Brega, Esq. - Dean Hitter Reynolds, Inc. State

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between ) ) of Jay Howard Ross in PaineWebber, He. Lionel Sacks Ted Slavens Case No. 90-03264 For Claimant, Jay Howard Rossin ("Rossin"): William P. Doyle, Esq. For Respondents, PaineWebber, inc. ("PW"), Lionel Sacks ("Sacks") and Ted Slavens ("Slavens"): Steven M. Greenbaum, Esq. of PW. Statement of Claim filed: November 19, 1990. Claimant's S

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Donald F. and Paula A. Odell, Claimants vs Case No. 99-03462 Joseph Roberts & Co., Inc. John Andrew Kim, Jr. John N. Salerno Joseph Salerno, III Brian Eric Baginski Robert B. DiMarco Christopher Brian Pascente Joseph DeSanto, Respondents Hearing Location: Philadelphia, Pennsylvania REPRESENTATION OF PARTIES Claimants Donald F. Odell and P

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Janney Montgomery Scott LLC Case No. 00-01 119 David A. Rohrich Rohrich Automotive, Inc. Robert J. Doran, Jr. ing Site- Pittsburgh, Pennsylvania Claimant, Janney Montgomery Scott ("Janney"), hereinafter referred to as "Claimant": Elizabeth Hoop Fay, Esq., Morgan, Lewis, & Bockius LLP, Philadelphia, Pennsylvania. Respondents, David A. Rohrich ("Rohrich") and Rohrich

N.A.S.D. AWARD ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant* s ^ James & Dariene Long 90-03235 Mama of oren GLLckanhaus & Co. Joseph Docote For Clainant: H. Thomas Fehn, Esq. of Fields, Fehn & Sherwin For Respondents: Robert M. Axelrod, Esq., of Sills, Cummis, Zuckerman, Radin, Tischman, Epstein & Gross Statement of Claim filed: November 15, 1990 Claimants' Submission Agreement signe

ASSOCIATION OF SECURITIES DEALERS, INC, In the Matter of Arbitration § § Between § § Dean Witter Reynolds, Inc., § ARBTTRAfHQI* NO. 90-03188 § Claimant, § § -against- $ Bruce McGaugh. § § Respondent. & STIPULATED AND AGREED AWARD Claimant and Respondent hereby stipulate and agree to entry of the'fgffinifing award in the above-styled arbitration: * ! - • ? / CASE SUMMARY In its Statement of Claim filed with

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ; Edward Malour Mary Malouf and ; Albert Malouf > Claimants ) , AWARD vs. } ) NASD .90-03223 Great Western Financial ) Securities ) Respondent REPRESENTATION Claimant was represented by Brian F. Kram, Ssq. and respondents were represented by Scott C. Honneger, Ssq. of the firm of Great Western Financial Securities Corporation. SU