AfMtnrttoR NJCUUBIL ASSQCmiQN OF SECURITIES DEAIZRS at the Arbitration Between National AnocMlon of Securttfa* Doatafv, toe. NASD Financial Center 33 Whitehall Street New York, New York 10004 .•Hading Corporation vs 90-01951 Smil Homteni of the Arbitration Panel: Esq. Michael Z- Feller, Esq. A. Turley Public Industry This matter was' initiated by a Statement of Claim filed with the National Association of Secu

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of tfta Arbitration Betv^en Name of Margaret, and Lucille Ciccolella 90-01848 of Reg Shearson Lehman Hut ton, Inc. PaineWefcter, Inc. Alan Solcncn For Claimant: Robert Johnson, Esq., of the Lav Offices of William K. Parrish For Respondents Alan Salomon and Shearson Lehman Hut ton, Inc.: Peter R. Boutin, Esq., of Keesal, Young and Logan For Respondents Alan Salomo

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS la the Matter of the Arbitration Between Name of Claimant(3) Norman E. & Marcene Eichorn 90-01780 Name of Respondent(s) Met* Securities Corp. Jinny W. Villalobos For Claimant: Franklin Geerdes, Esq. of Atherton, Ailsra & Ceerdes For Respondents In Pro Se IBf UiMMflOM Statement of Claim filed: June 22, 1990 Claimants' Submission Agreement signed on: June 15, 1990 Statement

N.A.S.D. AWftHD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Hatter of the Arbitration Between E.L. Hayroore Claimant and 90-01735 Shearson Lehman Hutton, Inc. and HitcheU Addis Respondents OP PARTIES Claimant E.L. Haymore appeared and was represented by David C. Anson of DeConcini McDonald Branner Yetwin & Lacy, Tucson, Arizona. •• Respondent Shearson Lehman Hutton, Inc. appeared and was represented by Gary Dukarich, Esq. of Le

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEAI£RS In the Matter of the Arbitration Between Circle T Corporation and Circle T Corporation Defined Benefit Plan VB 90-01722 Dean Witter Reynolds, Inc. Gordon L. Fate Randall G. Moler For Claimant: Andrew M. Suasman Esq. - Hannan & Cote For Respondent: Blake Weston, Esq. - Dean Witter Reynolds, Inc. Statement of C"»*< " filed: June 18, 1990 _ Claimants' Submission Agreements signed on

M.A.~.;. AWARD :IATIONAL ASSOCIATION OF SECURITIES IIALERS In the Matter of the Arbitration Between Name of Claimant (si Robert E. & Patricia K. 3rascn 90-OL715 Name of^Respondent!si Dain Bosworth Incorporated Heard before: Pub!ic/Industrv Jonathan Ross Public Gerald Wygant Public Industry Claimants were represented by Kenneth D. Stephens, Esq. :t the law firm of Tonkon, Tbrp, Galen, Marmaduke & Booth. Respondent v»as represented

N.A.S.D. AWARD ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Richard J. Oahle Verla C, Dahle 90-01702 Name of Royal Alliance Association Inc. Alvey Jeanfreau Integrated Resources Equity Corporation Al Jeanfreau Associates Inc. Claimants were represented by Michael Zusman, Esq.. Respondents were represented by Richard M. Layne, Esq.. This matter was initiated by a Statement of Claim filed with the National

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Harold J. Wain, M.D. Martin W. Graf, M.D. vs. PaineWebber, Inc. Daniel Strishock Heard before: Stephen E. Crable, Esq. John W. Johnson, Esq. Alexander Heckman, Esq. Claimants Respondents CASE# 90-01674 90-01669 Public Arbitrator Public Arbitrator Industry Arbitrator CASE SUMMARY In claims filed with the National Associati

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) Peter Rahme ) Claimant ) ) AWARD vs. ) ) NASD NO. 90-01667 John p. Boesel ) R.G. Dickinson & Co. et al ) Respondents ) SUMMARY OF ISSUES This case was filed with the National Association of Securities Dealers, Inc. ("NASD"} on June 11, 1990. Claimant alleged: fraud, excessive trading, breach of fiduciary duty and unauthorized transacti

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) ) Margo Romano ) Claimant ) ) AWARD vs. ) ) NASD #90-01664 Shearson Lehman Mutton, Inc. ) Khalid Pervaiz and ) Morton Pullman ) Respondents ) ) SUMMARY OF ISSUES This case was filed with the National Association of Securities Dealers, Inc. ("NASD") on June 11, 1990. Claimant alleged fraud and breach of fiduciary duty bas«d upon