Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 05-05733 Beverly Hodges and Ryan Eskridge Name of the Respondent Hearing Site: Dallas, Texas Edward D. Jones & Co., L.P. NATURE OF THE DISPUTE Public Customers vs. Member Firm REPRESENTATION OF PARTIES Claimants Beverly Hodges and Ryan Eskridge, hereinafter collectively referred to as "Claimants": Richard A. Lewins, Esq. and Chris Claass

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 05-05707 Citigroup Global Markets, Inc. f/k/a Smith Barney Name of the Respondent Hearing Site: Orlando, Florida Steven J. Emsley Nature of the Dispute: Member v. Associated Person REPRESENTATION OF PARTIES Citigroup Global Markets, Inc. f/k/a Smith Barney, hereinafter referred to as "Claimant": Joyce Mocek, Esq. and Gregory R

Award NASD Dispute Resolution In the Matter of the Arbitration Between: John N. Garner and Linda S. Garner, Claimants v. Ameriprise Financial Services, Respondent Case Number: 05-05696 Hearing Site: Denver, Colorado Nature of the Dispute: Customers v. Member REPRESENTATION OF PARTIES For Claimants: Douglas A. Wolkin, Esq. Deagle & Wolkin, P.C. Parker, Colorado For Respondent: Gary R. Irwin, Esq. Law Offices of Edgerton, Weaver & Irwi

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Floyd J. David and Ruth G. David Living Trust U/A dtd 11-1-90, Claimant v. A.G. Edwards & Sons, Inc. and Kenneth J. Recchia, Respondents Case Number: 05-05606 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Gabriel James Bowne, Esq. Nationwide Securities Arbitration Services,

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 05-05579 Bear Stearns & Co., Inc., (Claimant) vs. Jack I. Tawasha, (Respondent) ATTORNEYS: ~ For Claimant appeared Michael A. Thurman, Esq., of the firm Loeb & Loeb, LLP, Los Angeles, CA. Respondent did not submit an Answer to the Statement of Claim. NATURE OF DISPUTE: Member v. Associated Person DATE FILED: October 28, 2005 CASE SUMMARY: Claimant alleged that Respondent breached a cont

NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between; Joseph G. Truhan, Claimant v. Abduila Akhterhusain Kagalwalla, Francisco Savorelli, First Associated Securities Group, Inc., Hoggett Kalas & Company, Inc. n/k/a Stellar Investments, Inc., Securities America, Inc. and Stellar Investments, LLC a/k/a Stellar Investments, Respondents NASD Case No.: 00-01116 Hearing Site: Tampa, Florida REPRESENTATION OF PARTIES For Joseph G. Truhan

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Wachovia Securities, LLC, Claimant v. Daryl T. Serizawa, Respondent Case Number: 05-05366 Hearing Site: Los Angeles, California Nature of the Dispute: Member v. Associated Person REPRESENTATION OF PARTIES For Claimant: Timothy N. Will, Esq. Albert & Will, LLP Torrance, California For Respondent: Daryl T. Serizawa In Propria Persona Newport Beach, California CASE

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant Case Number: 05-05251 Suzanne Eovaldi Names of Respondents Hearing Site: Boca Raton, Florida A.G. Edwards & Sons, Inc. Larry Charles Gulotta Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Suzanne Eovaldi, hereinafter referred to as "Claimant," appeared pro se. For A.G. Edwards & Sons, Inc. ("A.G. Edwards") and

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Thomas A. Glunt and Beatrice Glunt (Claimants) vs. Salomon Grey Financial Corporation and Dwight O'Neal Fulton, Jr. (Respondents) Case Number: 05-05097 Hearing Site: Columbus, Ohio Nature of the Dispute: Customers vs. Member and Associated Person REPRESENTATION OF PARTIES Claimants Thomas A. Glunt ("T. Glunt") and Beatrice Glunt ("B. Glunt") hereinafter collectively referred to

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Steven A. Schnitzer (Claimant) vs. JP Turner & Co., LLP, Bishara Holdings, LLC and Jason Bishara (Respondents) Case Number: 05-05076 Hearing Site: New York, New York Nature of the Dispute: Associated Person vs. Member, Non-Member and Associated Person. REPRESENTATION OF PARTIES Claimant Steven A. Schnitzer hereinafter referred to as "Claimant": Robert A. Giacovas, Esq., Laza