N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) William H. Myers Viola J. Myers Case No. 92-02686 Name of Respondentfs) Dean Witter Reynolds. Inc. Harlan Wilson REPRESENTATION For Claimants, William H. and Viola J. Myers ("Myers"): Adam S. Doner. Esq. of Davis, Gordon & Doner, P.A. For Respondents, Dean Witter Reynolds, Inc. ("Dean Witter") and Harlan Wilson (

X.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Prudential Securities Inc 92-02685 Name of Respondent Morris Pearl REPRESENTATION For Claimant: Jill Byrne, Esq. of Kutak Rock. For Respondent: Anthony Ferrara, Esq. of Polstein & Ferrara & Dwyer, P.C. CASE INFORMATION Statement of Claim filed: August 10, 1992. Claimant's Submission Agreement signed on: July 31. 1992.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Name of Claimants Blane Skewes No. 92-02680 Name of Respondent Shearson Lehman Hutton, Inc. a/k/a Shearson Lehman Brothers, Inc. REPRESENTATION OF PARTIES For Claimant: James Lawing, Esq., Wichita, Kansas. For Respondent: Ralph P. Schiavo, Esq., Shearson Lehman Brothers, Inc., New York, New York. CASE INFORMATION Statement of Claim filed on or about: August 10, 1992. Claim

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Michael Kaplan 92-02679 Name of Respondents Pnidential-Bache Securities Inc. Jeanette Markus REPRESENTATION For Claimant, Michael Kaplan ("Kaplan"): Dennis M. Boyce, Esq., West Palm Beach, Florida. For Respondents, Prudential Securities, Inc. ("Prudential") and Jeannette Markus ("Markus"): V. Michael Arias, Esq. of Prud

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Oreste Petillo Case# vs. 92-02675 Name of Respondents Robert Todd Financial Corp. Thomas F. Holeva Robert Sobieraj REPRESENTATION For Claimant, Oreste Petillo ("Claimant"): Jeanmarie A. Riccio, Esq. For Respondent. Robert Todd Financial Corp. ("Robert Todd"): Leslie K. Case, Esq. from the law firm of Giersten. Savag

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Karl-Heniz Kowa & Christel I. Kowa Case No. 92-02673 Name of Respondents Viner (Edward A.) & Co., Inc. Fahnestock & Co., Inc. Ruan Securities Corporation Brian Smith REPRESENTATION For Claimants, Karl -Heinz Kowa and Christel I. Kowa: Russell L. Forkey, Esq. of Russell L. Forkey, P.A., Fort Lauderdale, Florida. For

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Tobie L. Gurewitz, Claimant v. Wells Fargo Securities, Inc., Respondent Case Number: 99-03298 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: Tobie L. Gurewitz In Pro Per Tarzana, California For Respondent: Robert T. Sullwold, Esq. Sullwold & Hughes San Francisco, California CASE INFORMATION Statement of Claim filed: July 17, 1

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant!s) PUBLIC Helen Finnell 92-02671 Name of Respondents') Prudential Securities Inc Warren Thompson REPRESENTATION For Claimant Helen Finnell: J. Patrick Sullivan, Esq., sole practitioner, Lexington. Kentucky. For Respondents Prudential Securities, Inc. and Warren Thompson: William Allen, Esq. of Gess Mattingly & Atchison,

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Jane M. and Charles R. Lewin 92-02670 Name of Respondent Paine Webber, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 11, 1992, Claimants Jane and Charles Lewin, who appeared Pro Se, alleged that Respondent Paine Webber, Inc., through it's broker Timothy Mobley

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Donald F. and Dorothy T. Pettigrcw vs. 92-02665 Name of Respondent Dean Witter Reynolds Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 10, 1992, Claimants Donald F. and Dorothy T. Pettigrew, who appeared Pro Se, alleged that Respondent Dean Witter Reynolds, Inc