N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between NameofClaimantfs} Sharon and Joel Van Weelden 92-01352 Name of Respondent^ s) Harrison Mayes Securities, Inc. Robert L. Walker REPRESENTATION For Claimants, Sharon and Joel Van Weelden ("the Van Weeldens"): Brian Lowe of Investors Arbitration Services, Inc. For Respondent, Harrison Mayes Securities, Inc. ("Harrison Mayes"): W. A. Harrison,

Arbitration N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEBUSES In the Matter of the Arbitration Daniel R. MoGlynn 92-01351 Pacific Brokerage Services Inc. National Association of Securities Deafen, Inc. NASD Financial Center 33 Whitehall Street New York, N.Y. 10004 FAX (212) 858-4389 For Claimant Daniel R. MoGlynn. ("Claimant"): Daniel R. McGlynn represaotad bimael£. For Respondent Pacific Brokerage Services ( Comp

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) Patricia T. Russell Case No. 92-013*7 Name of Respondent s) Marion Bass Securities Corporation Bob White Marion F. Bass For Claimant, Patricia T. Russell ("Russell"): Donald S. Hartley. For Respondents, Marion Bass Securities Corp. ("Bass Securities"), Marion F. Bass ("Bass") and Bob White ("White"): Matthew Joyner, Esq.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Barbara Ann Borke Baumgardner & E. Wayne Baumgardner 92-01346 Name of Respondents Legg Mason Wood Walker. Inc Michael M. Ford REPRESENTATION For Claimant: William N. Butler of the law firm of Howard, Butler. & Melfa. P.A. For Respondents: Kevin F. Arthur and Andrew Jay Graham of the law firm of Kramon & Graham, P.A.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Georgia Wallace 92-01343 Name of Respondents Prudential Securities Inc Robert Bonwell For Claimant Georgia Wallace ("Claimant"): Mitchell C. Green, a sole practitioner. For Respondents Prudential Securities Inc. ("PSI") and Robert BonweO ("Bon well"): Peter Byer, ofPSI. CASE INFORMATION Statement of Claim filed: April 1

Arbitration N.A.S.D. AWARD National AModatton of Securities Dealer*, Inc. NATIONAL ASSOCIATION OF SECURITIES DEALERS NASD Financial Center 33 Whitehall Street -——— — : New York, N.Y. 10004 In the Matter ot the Arbitration Between FAX (212) 858-4389 Name of Claimant Jerry Bensinger 92-01337 Name of Respondents Prudential Securities Inc Jeffrey Moruzzi Nfunzio Garzino REPRESENTATION For Claimant Jerry Bensinger ("Cl

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of Arbitration Between Name of Claimant Walter J. Belinski vs. Case # 92-01336 Name of Respondents Kinlaw Securities Corporation Joe D. Kinlaw Wilbur Anthony Westmoreland REPRESENTATION For Claimant, Walter!. Belinski ("Claimant"), Timothy J. O'Connor, Esq., from the law firm of Ainsworth, Sullivan. For Respondents, Kinlaw Securities Corporation ("KSC"), Joe

\ N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of fee Arbitration Between Robert A. Hammers 92-01334 J. Gregory & Company* Inc. James O. Mongno, Estate of James 0. Mongno, Patrick Mongno, Executor Wuxen R. Schieiber Stuart MCohw DknneA. Bprden For Claimant, Robert A. Hammers ("Hammers"); Katfu Nekvafttl, E«q. of Goodman & Nekvatil, P. A., Safety Harbor, Florida. For Respondent, J. Gregory & Company, Inc

V.A.S.D. AWARD NATIONAL ASSOCIATION < >F SECURITIES DEALERS !n < ne Matter or the Arbitration Between Name or Claimant Nick Fern 92-W331 Name or Respondent Bear Steams & Company Edward T. O'Connor REPRESENTATION Claimant Nick Fern ("Claimant') was represented by Anthony J. Horn. Esq.. Respondents Bear Stearns & Company ('Bear Steams") and Edward T. O'Connor i "O'Connor' were represented by James M. Hubbert. Esq. or Bear Sterns & Company.

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-03170 Sherry Calmalat, claimant vs. Jeff Bailey, Mike Speer, and Don Bishop respondents. ATTORNEYS: Claimant Sherry Calmalat appeared Pro Se., Henderson, Nevada. For Respondents Jeffrey Bailey ("Bailey") and Michael W. Speer ("Speer"), Gregg A. Johnson, Esq., San Diego, California. Respondent Don Bishop ("Bishop"), appeared Pro Se., Denver, Colorado. DATE