99-03169-Award-NASD-20000324.pdf
N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 99-03169 Lloyd Munjack, claimant vs. DLJ Direct, respondent. ATTORNEYS; Claimant Lloyd Munjack ("Claimant"), appeared Pro Se., Warwick, New York. For Respondent DLJ Direct ("Respondent"), David J. Cambell, Esq., Senior Vice President and Assistant General Counsel, Jersey City, New Jersey. DATE FILED: 7/12/1999 CASE SUMMARY: Claimant maintained that on April 1