N.A.S.D. AHARD ASSOCIATION OF awV^'' L ''t*H in the Matter of the Arbitration Between name of < " r i«'h«imt(8) Sharlene Betty Hamilton vs. 92-01139 Dean Witter Reynolds Inc. n j'JTTmnfr. b Betty ttanriifon, San Fbr RaipcDdflDt Dean Witter Bcyoolda Ifios MM laoqpaxt, Esq., Bernan, Bei±ley & of Claim filedt April 1, 1992 Claimant's fi"i*** y< Mg ^ ff> i Agxvenont ff^J^^H ons Much 24» 1992 Statement of Ans

PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #92-01138 AWARD In che Matter of the Arbitration Between William H. & Mary Lou Wilkinson Claimants vs. Shearson Lehman Brothers, Inc. Respondent CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April l, 1992, claimants William H. & Mary Lou Wilkinson, who appeared Pro Se, alleged that in 1986 Respondent Shearson Lehman Brothers,

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Beauregard A. Foumet. Jr. and Kathlyn D. Foumet 92-01137 Name of Respondent Interstate/Johnson Lane Corporation REPRESENTATION For Claimant: Beauregard A. Foumet. Jr. and Kathlyn D. Foumet were represented by Herman C. Hoffmann. Jr.. Esq. of Simon. Peragine. Smith & Redfearn. located in New Orleans. Louisiana. For Responde

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter or the Arbitration Between Name of Claimants) Charles & Edith Newfieid 92-01136 Name of Respondent s) Interstate Financial Group PCC Advisory Corporation Michael D. Mathias Gerald S. Berger Gerald S. Berger. Inc. For Claimants Charles & Edith Newfieid: Andrew Himrnel, Esq., sole practitioner. For Respondents Interstate Financial Group, PCC Advisory Corp., 'Michae

PUBLIC NATIONAL ASSOCIATION 0? SECURITIES DEALERS, INC. In the Matter of the Arbitration Beti Capital Investment 'Group, Use. Claimant vs. Weeks Worsley Respondent CASK CASK i92-O113O- In a claim filed with the National Association of Securities Dealers, Inc. on March 31, 1992, Claimant, Capital Investment Group, Inc. by and through Hal Bddins, alleged that on December 20, 1991, Hal Bddina, Assistant Vice President, was contacted by

PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Robert C. Hansen, TTEE Claimant vs. PaineWebber, Inc. Edward H. Murphy Respondents CASE #92-01129 AHARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 31, 1992, Claimant Robert C. Hansen, who appeared Pro Se, alleged that on January 8, 1992 he met with Respondent Edward H. Murphy o

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Case Number: 99-03148 Linda Pinsky-Wolkoff and Noreen Snyder Name of the Respondents Hearing Site: Chicago, Illinois Everen Securities, Inc., n/k/a Wachovia Securities, Inc. and George M. Walker REPRESENTATION OF PARTIES Claimants Linda Pinsky-Wolkoff and Noreen Snyder were represented by Kirk Reasonover, Esq. of the firm Lamothe & Hamilton located in N

PUBUC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #92-01127 AWARD In the Matter of the Arbitration Between James P. Grain Claimant vs. Dean Witter Reynolds, Inc. Jorge Venegas Respondents CASE gUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 31, 1992, Claimant James P. Crain, who appeared Pro Se, alleged that Respondents Dean Witter Reynolds, Inc. and Jorge Venegas gave him

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant!s> Selfridge Plating Inc.. Howard Studaker 92-01123 Name of Respondents) Chubb Securities Corporation William F. Purest REPRESENTATION For Claimants Selfridge Plating Inc.. Howard. Wanda & Craig Studaker TTEES: David M. Black. Esq. of Summers. Schwartz. Silver & Schwartz. For Respondent Chubb Securities: Michael G, Vartaini

N.A.S.D. AWARD N'ATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Max Levine. Jeffrey Hubbs & Abraham Manber 92-01122 vs. Name of Respondents Sunpoim Securities. Inc. Michael Ainbmder REPRESENTATION For Claimants: Kenneth A. Elan. Esq. For Respondents: Cynthia DiBaitolo of the law firm of Singer & DiBartolo. CASE INFORMATION Statement of Claim filed: March 31. 1992. Clai