Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Randy Blair, Claimant v. Allen Andrescu and Lloyd Wade Securities, Inc., Respondents Case Number: 99-03099 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: David Liebrader, Esq. Law Office of David Liebrader Irvine, California For Respondent Allen Andrescu: Did Not Appear For Respondent Lloyd Wade Securities, Inc.: Did Not Appear CASE I

NASD Arbitration No.92-00837 N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Sarah L. Frisbie Na^ne of Respondent(s) G.W. Story & Associates, Inc. Adam W. Mizinski, IH REPRESENTATION For Claimant: Scot D. Bernstein, Esq., Sacramento, California, and Joseph L. Staats, Esq., Sacramento, California For Respondent: Stephen F. Boutin, Esq., and Mona E. Opdyke, Esq., Bouti

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Margaret M. Downey/Estate of George S. Downey 92-00835 Name of Respondents First Choice Securities, Inc., Eugene Hunter, and Derek Yamada REPRESENTATION OF PARTIES For Claimant at the hearing: Douglas L. Boyd, Esq., Tulsa, Oklahoma. None of the Respondents attended the hearing. CASE INFORMATION Statement of Claim filed March 10,

N.JLS.D. ASSOdSHCN OP ^foj^yirT^? DEALERS, INC. la the Matter of the Ariaitration Christopher Suor Nb. 92-00834 daiaa&t, Cbriatophear Suor was veparesanlsd by Bdoa Salan ^steia, Esq. of , Shcerscn Letaan Brottecs, Sac. and Ihttbaw Quail represented by Rbb«tt J. Xulwr, Eaq. of NM!, Gatbac 6 Biscobng, Qilcago, StateoHnt of Claim MM filed with tba National Aaaootatioa of S*cairitl«i Dealers, Inc. («ma>») on Much 10, 1992. Claimant's Suhmiairlna

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Clairnants Patrick H. & Gloria A. Seay 92-00830 Name of Respondents J.W. Gam and Associates. Inc. J.w. Gam Financial. Inc. Sandra L. Solomon Salvatore A. Venezia Eric John Russell Craig R. Wilson Ross N. Lichter For Claimants Patrick H. and Gloria A. Seay {"Claimants"): Patrick H. Seay For Respondents Sandra L. Solomon (

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter or the Arbitration Between N T ame or Claimants Paul A. & Edna R. Paradise ^2-00827 Name of Respondents PaineWebber. Inc. Mary Kenney REPRESENTATION Claimants Paul A. & Edna R. Paradise ("Claimants") were represented by Anthony J. Horn. Esq. Respondents PaineWebber. Inc. f"PaineWebber") and Mary Kehney rKenney"): herein collectively referred to as Respond

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Linda. Julie & Andrew Petitti Case # v. 92-00822 Name of Respondents Norstar Brokerage Corporation Robert T. Lowe Meal Boshnak Robert Rosencrantz REPRESENTATION For Claimants. Linda and Julie and Andrew Petitti ("Claimant"), Robert S. Sinsheimer. Esq., from the law firm of Sinsheimer. Levine & Hurvitz. For Resp

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Cjaimant(s) Michael S. Belen vs. 92-00816 Name of Respondents) Marsh. Block & Co.. Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 6, 1992. Claimant Michael S. Belen, who appeared Pro Se, alleged that on May 7. 1991 he purchased 500 shares of IABSF at $2 5/8 per share and subsequentl

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECTTttmES DEALERS In the Matter of the Arbitration Between Name of Claimant Herbert W. Morgan NASD Arbitration No. 92-00812 Name of Respondent Fidelity Investments REPRESENTATION For Claimant: Kyle Kennelly, Esq. - Greenbaum & Ferentz - Newport Beach, Ca. For Respondent: Michael A. Firestein, Esq. - McCambridge, Deixler, Marmaro & Goldberg - Los Angeles, Ca. CASE INFORMATION Statement of Cl

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS PUBLIC In the Matter of the Arbitration Between Name of Claimant(s) Wilbur & Beatrice Schreiber vs. 92-00808 Name of Respondent^) Prudential Securities Inc Ed O'Neill CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 6, 1992. Claimants Wilbur & Beatrice Schreiber. through their representative Paul N. Young of Securities Arbitration Gr