NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between John A. Foster Claijnant(s) vs. 89-02675 Amerimutual Corp. Respondent(s) NOTICE OP ARBITRATION AWARD CASE SUMMARY Claimant(s) John A. Foster alleged that Respondent(s) Amerimutual Corp. made misrepresentations. Respondent maintains that the Claimant's allegation that he was sold worthless stock is blatantly unfounded. RELIEF REQUESTED

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Joseph M. & Pauline A. Apichella 95-03471 Name of Respondents Robert Dacunto Michael Dacunto REPRESENTATION Claimants Joseph M. and Pauline A. Apichella ("Claimants") appeared pro se. Respondents Robert Dacunto and Michael Dacunto ("Respondents") were represented by M. David Sayid, Esq., Sayid and Associates, Hackensack, N

NASD Arbitration No. 95-03390 N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimant (s) Sutro & Co. Incorporated Name of Respondent (s) James E. Louderback REPRESENTATION For Claimant: David H.S. Commins, Esq., Crosby, Heafey, Roach & May, Oakland, California For Respondent : No Appearance by James E . Louderback CASE INFORMATION Statement of Claim filed: June 25

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant Henry C. King, Jr. and Case Number 95-03123 Names of Respondents Hanover Sterling & Co., Ltd., Mark V. Antonucci, Gene Phillips a/k/a Eugene Filippino, Lowell Schatzer, Joseph Belcastro and Thomas E. La Rossa REPRESENTATION OF PARTIES Claimant, Henry C. King, Jr. was represented by Jan P. Garvin, Esq. of Pratt Fin

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between « Name of Claimant Robin Viverito 95-03020 Name of Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. Brandon Bond CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on June 20, 1995, Claimant Robin Viverito, who appeared Pro Se, alleged that Respondents Merrill Lynch, Pierce, Fenner & Smith, In

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Birger C. Nyborg; Birger Nyborg & Co., Ltd.; AccountAbility Computer Corp.; Integrated Resource Development, Inc. Claimants, and No. 95-02276 Paine Webber Incorporated; Donald Crutchfield, Respondents, REPRESENTATION OF PARTIES For Claimants: Birger C. Nyborg ("Nyborg"), Birger Nyborg & Co., Ltd. ("Nyborg & Co."), AccountAbility Comp

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Names of Claimants Herbert and Shirley Raynor Case No. 99-02864 Names of Respondents CIBC World Markets Cotp. Robert Herd Abbott L. Glasser Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES For Herbert and Shirley Raynor, hereinafter collectively referred to as "Claimants": Robert L. Claire, Esq. of Selman & Claire, Boca Raton, Florida. For CIB

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Dan Kozan Production Retirement Trust 95-02114 Name of Respondent Smith Barney, Inc. REPRESENTATION For Claimant, Dan Kozan Production Retirement Trust, appeared John Kolenda, Esq. a sole practitioner located in New York, New York. For Respondent, Smith Barney Shearson, Inc., appeared Linda R. Alpert, Esq. in house counsel

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Walter John and Mathilde Berg 95-02110 Name of Respondents Reid T. Diorio CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 1, 1995, Claimants Walter John and Mathilde Berg, who appeared Pro Se, alleged that Respondent Reid T. Diorio, sold them an unsuitable investment which resulte

N.A.S.D. MODIFIED AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Henry Balboni 95-01547 Name of Respondents Frank Pizzolato Millard G. Thomas CASE SUMMARY » In a claim filed with the National Association of Securities Dealers, Inc. on March 27, 1995, Claimant Henry Balboni ("Claimant"), who appeared Pro Se, alleged that Respondent Frank Pizzolato ("Pizzolato") recommended, and C