Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Dorothy Nelsen-Gille and David A. Gille, Claimants v. Merrill Lynch, Pierce, Fenner and Smith, Inc., Stephen Adams and Robert Marcin, Respondents Case Number: 02-02456 Hearing Site: New York, New York REPRESENTATION OF PARTIES For Claimants: David Berman, Esq. David Berman, P.C. Morristown, New Jersey For Respondents: Daren A. Luma, Esq. Merrill Lynch Pierce F

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 01-06472 William D. Dailey, as Trustee of the William D. Dailey, D.M.D. Profit Sharing & Employee Pension Plan, and William D. Dailey, Individually Names of the Respondents Hearing Site: Atlanta, GA. UBS Paine Webber, Inc. William R. Lee, Jr. REPRESENTATION OF PARTIES For William D. Dailey, as Trustee of the William D. Dailey, D.M.

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Brian S. Atlas, Claimant Vs. Keaton Financial Services, Inc., William Warfield, and Bear Stearns Securities Corp., Respondents. Case Number: 99-02770 Hearing Site: Houston, Texas REPRESENTATION OF PARTIES Claimant, Brian S. Atlas, hereinafter referred to as "Claimant", initially represented by Richard A. Kraslow, of Richard A. Kraslow, P.C., Melville, N

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Den-Mat Corporation, Robert L. Ibsen and Noreen Freitas as trustees of the Ibsen Portfolio Trust, Robert L. Ibsen and Marcia M. Ibsen as trustees of the Ibsen Family Revocable Trust, Robert L. Ibsen, an individual, Cathy Reed (Kellogg), an individual, and Elizabeth Karleskint, an individual, Claimants v. Bear Stearns & Co., Inc., Peter S. Zyhailo, Respondents Case Number: 01-05985 Heari

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Peter P. Tureski, (Claimant) v. New England Securities Corporation, T.P. Luss & Company and Tomas P. Luss, (Respondents) Case Number: 01-003973 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Peter P. Tureski, hereinafter referred to as "Claimant": Gregory Scott Goodman, Esq., Goodman & Goodman, Mount Sinai, NY. Respondents, New England Securities

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Yvonne Martens, Claimant v. WMA Securities, Inc., Lawrence Ronald Legind, and Steak Lovers, L.C., Respondents Case Number: 00-02270 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: For Respondent WMA Securities, Inc.: For Respondent Lawrence Ronald Legind: For Respondent Steak Lovers, L.C.: Martin E. Dack, Esq. Law Offices of Ma

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Bryan E. Wallace, Claimant Vs. Ameritrade, Inc., and Advanced Clearing, Inc., Respondents. Case Number: 00-01706 Hearing Site: Columbus, Ohio REPRESENTATION OF PARTIES Claimant Bryan E. Wallace ("Wallace") was represented by C. William Brownfield, Esquire, of C. William Brownfield & Associates, Columbus, Ohio. Respondent Ameritrade, Inc., ("Ameritrade")

NASD Dispute Resolution, Inc. Ir> ; Matter of the Arbitration Between Name of Claimant Rose Levitt Case No. 00-01233 Names of Respondents J. B. Hanauer & Co. Gregory Brooks REPRESENTATION OF PARTIES For Rose Levitt, hereinafter referred to as "Claimant": Jeffrey Erez, Esq. of Sonn & Associates, P.A., Fort Lauderdale, Florida. For J.B. Hanauer & Co. ("J.B. Hanauer"): David L. Lichter, Esq. of J.B. Hanauer & Co., Miami, Florida. For Gr

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Lynn Berman, as Trustee for the Berman Family Trust (Claimant) vs. Solomon Smith Barney, Inc., and Rick Philllips (Respondent). Case Number: 00-00541 Hearing Site: Denver, Colorado REPRESENTATION OF PARTIES Claimant, Lynn Berman, as Trustee for the Berman Family Trust ("Claimant"): Kimberly M. Hult, Esq.: Hutchinson Black and Cook, LLC., located in Boulder, CO. Respond

NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Kevin Smyth Case No. 00-00440 Names of Respondents Morgan, Taylor & Associates, Inc. Jeffrey Harold Supinsky Alfred Palagonia John Ludemann Gregory Small REPRESENTATION OF PARTIES For Kevin Smyth, hereinafter referred to as "Claimant": Michael P. Gilmore, Esq., Wexler & Burkhart, P.C., Mitchel Field, New York. On or about January 26,2001, Michael