NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Patricia Nolan Claimant(s) ARBITRATION vs. AWARD 89-00349 Amerimutual Corp., Rosemary Grady, and Guineas Capital Funding, Inc. Respondent(s) NOTICE OF CASE SUMMARY Claimant(s) Patricia Nolan alleged that Respondent(s) Amerirautual Corp., Rosemary Grady, and Guineas Capital Funding, Inc. owes Claimant for monies on sale of stock. Respondents) d

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between } ) PAINEWEBBER, IMC., ) Claimant. } } Case #89-00346 vs . ) Award ) HURRAY E. GOOLD, ) Respondent. ) Heard before the members of the Arbitration Panel: Myron Dunay, Esq. Alexander Eltman, Esq. Douglas Delanoy, Jr. CASE SUMMARY This claim was filed with the NASD, Inc. on February 3, 1989. The hearing was conducted in Fort Lauderdale,

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. CASE: 99-02575 Stanley M. Eischen and Elizabeth Eischen, claimants vs. Tim Riche and M. L. Stern & Co., respondents. ATTORNEYS: For Claimants Stanley M. Eischen and Elizabeth Eischen ("Claimants"), Joseph F. Kyle, Esq. of Kyle & Kyle, Las Vegas, NV. For Respondents Timothy B. Riche & M. L. Stern & Co., Inc. ("Respondents"), James D. Portman, Esq., M. L. Stern & Co.

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) ) JOHN and NANCY DAINUS, ) Claimants, ) ) Case 189-00345 vs. } Award ) BLINDER ROBINSON & CO, INC. and ) STEVE CLAY, ) Respondents. ) ) Heard before the members of the Arbitration Panel: John P. Cullem, Esq. Mr. Roger C. Benson Mr. Ralph Feith CASE SUMMARY This claim was filed with the NASD, Inc. on February 9, 1989. The hearin

NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the Matter of the Arbitration Between/Among Michael D. Raymond Claimant vs. Individual's Securities, Ltd. Carl Lanzisera John Janiga and Gregory Zelko Respondents Case »89-00341 Award • CASE SUMMARY Claimant, Michael D. Raymond alleged that Respondent Gregory Zelko without authority purchased 3200 shares of Conversion Industries at, 1.6405 for Claimant's account. Claimant ma

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Manocher Rastgou Claimant(s) vs. 89-00334 Greystone Nash, Inc. and Christian A. Ribeiraud Respondent{s) NOTICE OF ARBITRATION AWARD CASE SUMMARY Claimant(s) Manocher Rastgou alleged that Respondent(s) Greystone Nash, Inc. and Christian A. Ribeiraud fraudulently misrepresented to Claimant material facts concerning Claimant's investment with Res

A/9.3 3.1 NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In The Matter of The Arbitration Between L. Claimant(x) vs. Slices / ) Award ) NASD No. S'j-00332 / SUMMARY OF ISSUES This case was filed on Mj'.ctlo -Ku, Mflsj f>, "?-u/wJ, fo /LocgaA-jLo. ^Sgp &jy /) f\JUL\ InUL* xi "T/L4 'tM. s^K c^Cd.fu»X» ; L.P. Au^g^K < LgyvQt^ /U vto A ^'J\ DAMAGES AND RELIEF REQUESTED tn hJLa n

NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. IN THE MATTER OF THE ARBITRATION BETWEEN Jon, Sandra, Gregory & Cathy McClellan Robert & Barbara Hunter Claimants vs. McGinn, Smith & Co. Richard Denero Inc. Respondents Case 189-00327 AWARD CASE SUMMARY Claimants Robert M. and Barbara J. Hunter, John and Sandra McClellan, and Gregory and Cathy McClellan (collectively, the "Claimants") alleged that Respondent Richard T. Denero'

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between } ) Kenneth B. Hutchinson Claimant ) ) vs. ) AWARD ) Shearson Lehman Hutton, Inc. Respondent ) CASE NO. 89-00326 SUWARY OF ISSUES This case was filed on February 6, 1989. Claimant alleged that Respondent placed him in unsuitable investments, namely certain common stocks, real estate and energy limited partnerships, and various put and call options.

NATIONAL ASSOCIATION OF SECURITIES DEALER 1 . INC. In the Matter of the Arbitration Between Wilfred W. Montenyohl Claimant Award vs. J.C. Bradford & Co. Gregory J. Mack 1 in Respondents Case* 89-00325 Case Sunmary In a claim filed with the National Association of Seem'ties Dealers, Inc. ("NASD") on June 20, 1989, Claimant. Wilfred W. Montenyohl '"Montenyohl") alleged the Respondents entered him into an investment in the Lanch