Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Mitchell Feig, (Claimant) vs. Tasin & Company, Inc., Andrew Bernstein, Robert Rosato, and Alphonse Mekalainas, (Respondents) Case Number: 99-02544 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Mitchell Feig, hereinafter referred to as "Claimant": Robert P. Johnson, Esq., Capetola & Doddato, Esqs., Williston Park, NY. Respondents, Tasin & Company, Inc

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Ted and Jean Wiechecki Claimant(s) vs. Investors Center, Inc. Tony Stoisich Carl Lombard! Gary Setzer Mark Simon, et al. Respondent(s) NOTICE OF ARBITRATION AWARD 89-00030 The Arbitrator, Gerald Thomas Grady, Jr., selected to review and determine a matter in controversy between the above-mentioned Claimant and Respondents, set forth in a s

L.M. Drew & Associates Lance D'Anbrosio Claimant, Sheldon Flateroan: Pro Se Respondent, L.M. Drew & Associates: Pro Se Respondent, Lance D'ftrbrosio: Pro Se NATIONAL ASSOCIATICN OF SECURITIES DEALERS ' NASD 33 Whitehall StrMt In che Matter of the Arbitration Between New vorx. New York 10004 Name of ClaimanCfsl Sheldon Flateman 90-03396 < f   B a i Statement of Claim filed: 11/30/90 Claimant's Siimission Agreenent

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Hatter of the Arbitration Between Warren G. and Mildred T. Judge VB, Claimant(s) 88-03641 Blinder, Robinson & Co., Inc. Respondent(s) NOTICE OF ARBITRATION AWARD CASE SUMMARY Claimant (s) Warren G. and Mildred T. Judge alleged that Respondent (s) Blinder, Robinson & Co., Inc. made misrepresentations with respect to concessions that applied to the Roadmaster trades. Reapondent(

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Irving Toplin Claimant(s) vs. 88-03640 J.W. Gant & Associates, Inc. and Albert Copperstone Respondent(s) NOTICE OF ARBITRATION AWARD CASE SUMMARY Claimant(s) Irving Toplin alleged that Respondent(s) J.W. Gant & Associates, Inc. and Albert Copperstone used unethical high- pressure sales techniques to induce Claimant to purchase shares. Responde

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between) R. STEVEN LUTTERBACH ) Claimant ) and ) ) CASE NO. 88-03634 BEAR STEARNS & CO., INC. ) Respondent ) CASE SUMMARY In a claim filed with the NASD on or about November 21, 1988, the Claimant R. Steven Lutterbach ("Claimant") alleged that Respondent Bear Stearns & Co., Inc. ("Respondent") improperly placed restrictions upon Claimant's options tradi

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Russell J. Harris Claimant(s) vs. 88-03627 Alan Wallace and Blinder, Robinson & Co., Inc. Respondent(s) NOTICE OF ARBITRATION AWARD CASE SUMMARY Claimant(s) Russell J. Harris alleged that Respondent(s) Alan Wallace and Blinder, Robinson & Co., Inc. made misrepresentations. Respondent{s) maintain that Claimant's losses, if any, were caused or c

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between) GEORGE E. MCELROY ) Claimant ) and ) ) CASE NO. 88-03626 THE ILLINOIS COMPANY, INC., ) JOHN A. RAASCH & TERRY WINTERS ) Respondents ) CASE SUMMARY In a claim filed on or about November 21, 1988, Claimant George E. McElroy ("Claimant") alleged that Respondents The Illinois Company, Inc., John A. Raasch and Terry Winters ("hereinafter collectivel

•> ~Z4 J N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS 'in the Matter of the Arbitration Between" of (laimant s I National Association of Securities Dealers. Inc. Suite 1680 Three First National Chicago, H 60602 (312) 899-4440 Penelope Merriett, Lillian Huff Clifford and Fern Shriver Najr|j> of Respondent(sI R. Bruce Jahnke and Associates, Inc. and R. Bruce Jahnke 88-03625 In a claim filed with the

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between AJan Kaplan Claimant vs. Shearson Lehman Hutton, Inc. Philip O'Brien Respondent AWARD 188-03624 Case Summary Claimant alleged that Respondents recommended and engaged Claimant in the trading of index options which allegedly were unsuitable for him. Claimant further alleged that when he attempted to close out positions on naked puts in his margin a