Award NASD Reaulation. Inc. In the Matter of the Arbitration Between: Rex A. Fletcher, Claimant vs. Olde Discount Corporation, Respondent. Case Number: 99-02232 Hearing Site: Milwaukee. Wisconsin REPRESENTATION OF PARTIES Claimant, Rex A. Fletcher ("Fletcher"), hereinafter referred to as "Claimant", was represented by Michael R. Fitzpatrick, Esquire, of Brennan, Steil, Basting & MacDougall, S.C., Milwaukee, Wisconsin. Respondent, Olde Discount Corpo

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 05-03491 Lisa Lanette Morath Name of the Respondent Hearing Site: Dallas, Texas Edward D. Jones & Co., L.P. NATURE OF THE DISPUTE Public Customer vs. Member Firm REPRESENTATION OF PARTIES Claimant Lisa Lanette Morath, hereinafter referred to as "Claimant": Richard A. Lewins, Esq., of the firm of Burg Simpson Eldredge Hersh Jardine P.C.,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Frank D. Newhouse (Claimant) v. Morgan Stanley DW, Inc. and Mark W. Kamann (Respondents) Case Number: 05-03423 Hearing Site: Columbus, Ohio Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimant Frank D. Newhouse hereinafter referred to as "Claimant": C. William Brownfield, Esq., C. William Brownfield Attorney At Law, Williamsburg, VA

Award NASD Dispute Resolution Patsy R. Barbee vs. Aura Financial Services, Inc. Case Number: 05-03402 Hearing Site: Charlotte, North Carolina Nature of the Dispute: Customer vs. Member RFPRESENTATIQN OF PARTIES Claimant, Patsy R. Barbee ("Claimant"), was represented by Kalju Nekvasil, Esq., Goodman & Nekvasil, P.A., Clearwater, Florida. Respondent, Aura Financial Services, Inc ("Respondent"), was represented by Leon B. Borstien, Esq., The Law Firm o

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 05-03399 Ronald H. and Barbara L. Colvin, and Ronald H. Colvin as Custodian for Miller Z. Colvin, Andrew Boiling Colvin, Emily Grayson Boiling, Allan Boiling, and Evan James Boiling Name of the Respondent Hearing Site: Columbia, South Carolina Legg Mason Wood Walker, Inc. Nature of the Dispute: Customers vs. Member. REPRESENTATION OF P

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Robert L. Forsyth, Jr. (Claimant) vs. STG Secure Trading Group, Inc. (Respondent) Case Number: 05-03353 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member REPRESENTATION OF PARTIES Claimant Robert L. Forsyth, Jr. hereinafter referred to as "Claimant": Theodore L. Hecht, Esq., Thoedore L. Hecht Attorney At Law, White Plains, NY. Respondent STG Secure Trad

NASD Dispute Resolution Arbitration No. 05-03338 Award Page 1 NASD DISPUTE RESOLUTION IN THE MATTER OF THE ARBITRATION BETWEEN: JUDY SCHABEN, individually and f/b/o STEPHANIE HAMMOND, REED HAMMOND and WILLIAM SCHABEN, individually, Claimants, v. EDWARD D. JONES & CO., L.P. and CURTIS LONG, Respondents. Case Number: 05-03338 Hearing Site: Wichita, Kansas Nature of Dispute: Customers v. Member and Associated Person REPRESENTATION O

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Sulastri Gunawan, Claimant v. Ameritrade, Inc. and J.P. Securities, Inc., Respondents Case Number: 05-01777 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Members REPRESENTATION OF PARTIES For Claimant Sulastri Gunawan: Nicholas Ng Global Foods Inc. Chino, Calfiornia For Respondent Ameritrade, Inc. and J.P. Securities, Inc.: James J. Vihstadt

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 05-01757 Terrance Wainwright Adolph Mary Alice Adolph The Adolph Living Trust Names of the Respondents Hearing Site: Orlando, Florida Raymond James & Associates, Inc. McDonald Investments, Inc. James V. Cairo Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Terrance Wainwright Adol

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant Case Number: 05-01565 Margaret Lewis Names of Respondents Hearing Site: Boca Raton, Florida Dina Louise Fliss Nancy Ann Moate WMA Securities, Inc. World Group Securities, Inc. Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Margaret Lewis, hereinafter referred to as "Claimant": Scott L. Silve