N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Giovanni Cossu and Susan Cossu 94-02055 Name of Respondents Olde Discount Corporation Michael A. Barrella CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on June 3, 1994, Claimants Giovanni and Sttsan Cossu, who appeared Pro Se, alleged that Respondents Olde Discount Corporation ("Ol

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) Wayne Monteith CASE NO. v. 94-02050 Name of Respondent^) Prudential Securities Inc Joseph Brunori REPRESENTATION For Claimant, Wayne Monteith ("Claimant") appeared Leon B. Piechta, Esq. from O'Donnell Kennedy Vespole Piechta et al located in West Orange, New Jersey. For Respondents, Prudential Securities, Inc. and Jo

NATIONAL ASSOCIATION OF SECURITIES DEALERS tn the matter of the Arbitration Between Bern'd Michael Haupt AWARD No. 94-02043 v. Smith Barney Shearson, Inc. John Short Paul F. Meyer REPRESENTATION Claimant represented himself. Respondents were represented by Ann Parry, Esq., Smith Barney, Inc., New York, New York, appearing by telephone conference call. CASE INFORMATION The Statement of Claim was filed May 31,1994, and Claimant's submi

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Brian Faske Award No. vs. 94-02038 Name of Respondents Beacon Securities, Inc. Gus Elijah Geldman Stephen William Schwartz James Malcolm Bock REPRESENTATION For Claimant, Brian Faske ("Claimant"), Garret Rubin, Esq., from the firm of Dispenza & Rubin located in Glendale, New York. For Respondents, Beacon Securit

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS in the Matter of the Arbitration Between Name of Claimants Albert Bianco 94-02033 Name of Respondents J.W. Bullard & Co. Inc. Securities Planners, Inc. Mo Silver J. W. Bullard REPRESENTATION For Claimant Albeit Bianco ("Claimant") appeared Dan A. Druz, Esq. a sole practitioner in Sea Girt, NJ. For Respondent Securities Planners, Inc. (Securities Planners) appeared M. David

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Alan Tassviri vs. 94-02032 Name of Respondents La Jolla Securities Bruce Biddick CASE SUMMARY In a claim filed with the .Rational Association of Securities Dealers, Inc. on June 1, 1994, Claimant Alan Tassviri, through his representative Patrick M. Pessenhelm, Esq. of San Diego, CA, alleged that Respondents La Jolla Securit

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Cantone Research, Inc., (Claimant) vs. Eugene B. Gulka, (Respondent) Case Number: 01-03145 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Cantone Research, Inc., hereinafter referred to as "Claimant": Anthony Cantone, President and Christine Cantone, Vice President, Cantone Research, Inc., Tinton Falls, NJ. Previously represented by: Marc D. Powers, Esq., Parke

AWARD NO. 94-02022 N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Joan Salwen, as trustee Name of Respondents Kidder, Peabody & Co., Incorporated Cashman, Parrel 1 & Associates REPRESENTATION For Claimant Joan Salwen Zaitz, Successor Trustee of the Indenture of Trust of Joseph Salwen, ("Salwen") appeared Richard P. Haaz, Esq., of the law offices of Richard P. Haaz loca

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Mi-er Shiau 94-02019 Names of Respondents Investors Associates, Inc. Nick Hua REPRESENTATION For Claimant Mi-er Shiau ("Claimant") appeared Jih-Kuei Chang, Esq., a sole practitioner located in Flushing, For Respondent Investors Associates, Inc. ("Investors Associates") appeared Lawrence R. Gelber, Esq. , from the law fi

Case No. 94-02012 N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Francis Xavier Poirier Name of Respondents James W. Bullard, Jr. J.W. Bullard & Co. REPRESENTATION For Claimant, Francis Xavier Poirier ("Poirier"), Joshua M. Jaffe, Esq. from the law firm of Singer, Bienstock, Zamansky, Ogele et al located in New York. For Respondent, James W. Bullard, Jr. ("Bullard")