Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-04725 Atlantic Custodians, SA Name of the Respondent Hearing Site: Boca Raton, Florida ABN AMRO Incorporated Name of the Third Party Respondent Segoes Securities, Ltd. Nature of the Dispute: Customer vs. Member vs. Non-Member. REPRESENTATION OF PARTIES For Atlantic Custodians, SA, hereinafter referred to as "Claimant": Philip J. Snyde

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant John Glasgow Names of the Respondents Continental Broker-Dealer Corp. GIT Securities Corporation Thomas Joseph Heaphy, Jr. Mark Agres Michael Bernard Barrett Christian Levon Nigohossian Brian Fred Zucker Case Number: 02-02170 Hearing Site: Little Rock, Arkansas Nature of the Dispute: Customer vs. Member and Associated Person. REPR

N.A.S.D AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Prudential Securities, Inc. 94-01987 Name oCRespondent Jeffery Schimm REPRESENTATTQN Claimant Prudential Securities, Inc. ("PSI") was represented at the hearing by Chris Freeze Esq of PSI, of New York, New York. Respondent Jeffery Schimm ("Schimm") appeared at the hearing pro se. CASE INFORMATION The Statement of Claim w

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Ralph E. Johnson, and Ramona L. Johnson, Claimants, v. No. 94-01983 Mario lacoviello, and Bruce Biddick, Respondents. REPRESENTATION OF PARTIES Claimants Ralph E. Johnson, and Ramona L. Johnson ("Claimants") appeared on their own behalf. Respondents Mario lacoviello, and Bruce Biddick appeared on their own behalf. CASE INFORMATION Claimant's Statement of Claim was filed on or

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Bernice Heinstein Award No. vs. 94-01980 Name of Respondents Merrill Lynch Pierce Fenner & Smith Inc Paul Knouse REPRESENTATION For Claimant, Bernice Heinstein ("Claimant"), appeared pro se. For Respondents, Merrill-Lynch Pierce Fenner & Smith, Inc. ("Merrill Lynch") and Paul Knouse ("Knouse") (collectively "Respondents

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Stanley Meisel 94-01979 Name of Respondents M. Rimson & Co. Inc. James Shekhtman CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 27, 1994, Claimant Stanley Meisel, who appeared pro se, alleged that Respondents M. Rimson & Co. , Inc. ("Rimson") and James Shekhtman ("Shekhtman")

N.A.S.D. AWARD- - NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimants Ronald Merenbach Ellen Merenbach NASD Arbitration No. 94-01978 Name of Respondents Bear Stearns & Company, Inc. Stanley Zuckerman REPRESENTATION For Claimants: Paul N. Young - Securities Arbitration Group, Inc. - Marina del Rey, California For Respondents: Philip A. McLeod, Esq. - Keesal Young 8c Logan - S

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) James D. Vitarello 94-01975 Name of Respondentf s) Thomas James Associates CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 26, 1994, Claimant James D. Vitarello, who appeared Pro Se, alleged that Respondent Thomas James Associates misrepresented an investment to him. Claimant fu

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Wayne Saker Case No. vs. 94-01971 Name of Respondents James Peter Minsky Irv Freiberg Westfield Financial Corp. Paul Peter Alessandrini, Jr. Salvatore Mazzeo REPRESENTATION For Claimant Wayne Saker ("Saker") appeared Victor F. Mustelier Esq. of David M. Pedmutter & Associates located in New York City, New York.

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Carolyn Greathouse and NASD Case Number 94-01958 Prudential Securities, Incorporated and John Peterson REPRESENTATION OF PARTIES Claimant, Carolyn Greathouse was represented by Cynthia J. Thomson, Esq., Sole Practitioner, located in Houston, Texas. Respondents, Prudential Securities, Inc. and John Peterson were represented by Gabriel Loubier,