N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between of Claimant Sandra B. Nickens 94-01522 Thomas James Associates, Inc. Michael John Graham Claimant Sandra B. Nickens ("Nickens") was represented at the hearing by Walter G. Birkel, Esq. of Tighe Patton Tabackman & Babbin of Washington, D.C. Respondents Thomas James Associates, Inc. ("Thomas James") and Michael John Graham ("Graham") were represe

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between » Name of Claimant Craig Fischer 94-01520 of Respondent Olde Discount Corporation For Claimant, Craig Fischer ("Fischer"): David I. Feingold, Esq., West Palm Beach, FL. ' ' For Respondent, Olde Discount Corporation ("ODC"): Bruce A. Campbell, Esq. of ODC, Detroit, MI. CASE INFORMATION Statement of Claim filed: April 24, 1994. Claima

N.A.S.D. STIPULATED AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Oppenheimer & Co., Inc. 94-01518 Thomas Everett Devere For Claimant Oppenheimer & Co., Inc. ("Oppenheimer"): Joseph F. Keenau, Esq. of Bochat & Keenan, P.C., Oaideo City, New York. Respondent Thomas Everett Devere ("Deveia"), of Boca Raton, Florida, was pro so. CASE INTOBMATION Statement of Claim filed: April 18, 199

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS 94-01534 (consolidated with 94-02689) In the Matter of the Arbitration Between Name of Claimant Prudential Securities Inc Name of Respondents Scott M. Zimmerman David B. Kusiel REPRESENTATION For Claimant Prudential Securities Inc: G. Wayne Hillis, Esq. of the law firm of Parker, Hudson, Rainer & Dobbs, Atlanta, GA. For Respondents Scott M. Zimmerman and David B. Kusiel: John E. M

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between NameofClainiants Gerry Wilichowski 94-01506 Name of Respondents M. Rimson & Co., Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 21, 1994, Claimant Gerry Wilichowski, who appeared Pro Se, alleged that Respondent M. Rimson & Co., Inc. sold 250 shares of Pure Tech Int'l Inc. stock from his

NATIONAL ASSOCIATION OF SECURITIES DEALERS AWARD In the matter of the Arbitration Between Industrial Safety Consultants Corp. Profit Sharing Plan Trust Claimant NASD Arbitration No. 94-01485 v. Kemper Securities, Inc. Meivin Vukcevich Respondents REPRESENTATION For Claimant: Alejandro Navia Mujica, Trustee, Carlsbad, California For Respondents: A. Brad Busscher, Esq., Kemper Securities, Inc., Chicago, Illinois CASE INFORMATION St

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants George Stutsky & Joseph Russo JTWROS 94-01479 Name of Respondents M.H. Meyerson & Co., Inc. Thomas Herchakowski Leonard Parker Eiic J. Logan In a claiiii filed with the National Association of Securities Dealers, Inc. on April 19, 1994, Claimants George Stutsky and Joseph Russo, who appeared Pro Se, alleged that on or

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS «. In the Matter of the Arbitration Between Name of Claimants) Paragon Capital Corp 94-01473 Name of Respondent s) Robert Jay Jaffe CASE SUMMARY *• In a claim filed with the National Association of Securities Dealers, Inc. on April 19, 1994, Claimant Paragon Capital Corporation, through its representative, Michele D. Wessel, alleged that Respondent Robert Jaffe is responsible for

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Dean Witter Reynolds, Inc. 94-01470 Name of Respondent William Lourido CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on April 19, 1994, Claimant Dean Witter Reynolds, Inc., through its representative Dominick J. Dorata, Esq., New York, NY, alleged that Respondent William Lourido failed

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Frederick R. Heifner Geneva C. Heifner 94-01449 Name of Respondent The Ohio Company REPRESENTATION For Claimants Frederick R. Heifner and Geneva C. Heifner ("CLuuumts") appeared Ja;iie.> A, Zitsman, Esq., a sole practitioner located in Columbus, Ohio. For Respondent The Ohio Company ("Respondent") appeared Dennis J. Concil