N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Robert L. and Beverly L. Miller 94-00106 Name of Respondents Advantage Capital Corporation Richard E. Oil worth REPRESENTATION For Claimants, Robert and Beverly Miller, appeared Robert Miller, (pro se) For Respondent, Advantage Capital Corporation, appeared Keara M. O'Donnell, Esq., from the law firm of Piper & Marbury, Wa

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant Norbert and Elke M. Klaucens Michele Klaucens-Gausselin and 94-00096 Name of Respondent Ernst & Company Paul Mohling REPRESENTATION OF PARTIES Norbert and Elke M. Klaucens and Michele Klaucens-Gausselin ("Claimants") were represented by Steven Glickman, Esq., Chuhak & Tecson, P.C., Chicago, IL. Ernst & Company ("Respo

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between NasneofClaiinant John R. Knight 94-00094 Name of Respondent John Basarani CASE SUMMARY In a claim filed with die National Association of Securities Dealers, Inc. on January 10, 1994, d John R. Knight, who appeared Pro Se, alleged that Respondent John Basarani, purchased and sold securities for his account without authorization. Claimant further

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant P. A. Graver & Associates, Inc. 94-00073 Name of Respondent HUJ Crawford & Lanford, Inc. REPRESENTATION OF PARTIES Claimant P. A. Graver & Associates, Inc. ("P. A. Graver") was represented at the hearing by William J. Bolotin, Esq. of Doyle, Bolotin & Burke, Ltd., of Chicago, Illinois. Respondent Hill Crawford & Lanford, Inc. (

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Sands Brothers & Co., Ltd. 94-00067 Name of Respondent Martin Rabovich REPRESENTATION For Claimant: Richard A. Roth, Esq. of Littman & Krooks, P.C., New York, New York. For Respondent: Don B. Panush, Esq. of Jacoby & Meyers, New York, New York. CASE INFORMATION Statement of Claim filed: December 23, 1993. Claima

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between * Names of Claimants Gary & Bonnie Scholfield 94-00060 Names of Respondents Norcross Securities Steven M. Nelson REPRESENTATION Claimants Gary and Bonnie Scholfield ("Claimants") were represented at the bearing by Bruce E. Baldinger, Esq. Somerville, New Jersey. Respondents Norcross Securities, Inc. ("Norcross") and Steven M. Nelson ("N

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECLTU1TES DEALERS In the Matter of the Arbitration Between Name of Claimants Michael B. Kincaid 94-00058 NamejjjfResDondents Kemper Securities, Inc. Thomas V. Meaglia CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 4, 1994, Claimant Michael B. Kincaid, who appeared Pro Se, alleged that he invested $9,500.00 of his retirement money in the Aetna Real

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Tun O'Connor 94-00055 Name of Respondents Allied Capital Group, Inc. Michael David Sadler CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 4, 1994, Claimant Tim O'Connor, who appeared Pro Se, alleged that he purchased 15,000 shares of C.I.P. Holdings from Respondent Michael

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Mark Chalfm 94-00049 Name of Respondents Bear Stearns & Co., Inc. Edward B. Martin CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 4, 1994, Claimant Mark Chalfin, who appeared Pro Se, alleged that he gave an order to buy 200 shares of MFS Communications Co., Inc. ("MFS")

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Dean Witter Reynolds, Inc. 94-00048 Name of Respondent Steven and Shelley Telsey CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 4, 1994, Claimant Dean Witter Reynolds, Inc., through its representative, B. Carole Hoffman, Esq., Ocean, New Jersey, alleged that Respondents Steven