Award NASD Dispute Resolution In the Matter of the Arbitration Between: Paop MiiTnher- 01-028S2 Rita McCarthy Foster \f thfi Rec-nn^rlfmtg T^fflrino .^jtp- Baltimore, MD Roland F. Smith Joan M. Smith Eagle Equities, Inc. OF Claimant, Rita McCarthy Foster, hereinafter referred to as "Claimant": Walter J. Foster, Annapolis, MD. Respondents, Roland F. Smith and Joan M. Smith ("Smith") and Eagle Equities, Inc. ("Eagle"), hereinafter coll

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Patricia Anjesky Susan Anjesky David Mayer & Sean Hayes Award # vs. 93-05355 Name of Respondents Dunhill Equities, Inc. Carlo D'Alelio Joseph G. Chiuili REPRESENTATION For Claimants, Patricia Anjesky, Susan Anjesky, David Mayer and Sean Hayes ("Claimants"), Stephen M. Perry, Esq., from the law firm of Casner &

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimamfsl T. Kevin Gaw 93-05354 Name of Resoondentfs) Olde Discount Corporation Anne Buckley Evans Michael Belotte Mark Miller REPRESENTATION For Claimant T. Kevin Gaw: J. Pat Sadler, Esq., Atlanta, GA. For Respondents Olde Discount Corporation ("Olde"), Anne Buckley Evans, Michael Belotte and Mark Miller: Julie D. Reed, Es

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Elsa Torres Gonzales 93-05352 Names of Respondents R.G. Dickinson & Co., Richard Andrew Russell, and James Michael Davis REPRESENTATION Claimant, Elsa Torres Gonzales was represented by Russell L. Forkey, Esq. of Deerfield Beach, Florida. Respondents, R.G. Dickinson & Co. and James Michael Davis were represented by

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant David Zilenziger Case# vs. 93-05351 Name of Respondent Commonwealth Associates For Claimant, David Zilenziger ("Claimant"), David E. Robbins, Esq., from the law firm of Kaufman Feiner Yamin Gildin & Robbins, located in New York, New York. For Respondent, Commonwealth Associates ("Respondent"), David S. Richan, Esq., from the

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants David B. Kesler Individually and Law Offices of David B. Kesler, P.A. 93-05349 Name of Respondents Chatfield Dean & Co. Corporate Securities Group, Inc. Samuel Crockett • REPRESENTATION For Claimant, David B. Kesler Individually and Law Offices of David B. Kesler, P.A. ("Kesler"): Allan J. Fedor, Esq. and Franell F

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants David L. Lull and Susan M. Lull 93-05347 Name of Respondents J.W. Bullard & Company Steven Ropas CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on December 28, 1993, Claimants David L. and Susan M. Lull, who appeared Pro Se, alleged that Respondent J.W. Bullard, through its broker S

N.A.S.D. AWARD „•; " i < {*- NATIONAL ASSOCIATION OF SECURITIES DEALERS . ' In the Matter of the Arbitration Between Name of claimants Clarence J. & Anne C. Venne Clarence J. Venne Children's Trust Richard A. & Johnette Venne Johnette Venne c/f Richard Venne, Jr. Johnette Venne c/f John Venne Johnette Venne c/f Jillian Venne Clarence J. Venne Profit Sharing Trust Clifford Trust, Richard A. & Anne C. Venne, Custodians f/b/o John Ve

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration -Between Name of Claimants George and Maureen Rotella 93-02216 Name of Respondents The Randall-George Corp. George Z. Skrabonja Mark G. Skrabonja For Claimants, George and Maureen Rotella ("Claimants") appeared Richard W. Vallario, Esq. located in Nutley, New Jersey. For Respondent, George Z. Skrabonja appeared Robert I. Rabinowitz, Esq. locate

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant Shoneen Santesson and 93-02214 Name of Respondent Invesco Funds Group, Inc. David Hawk William Keithler REPRESENTATION OF PARTIES^ Shoneen Santesson ("Claimant") was represented by Irving Pfeffer, Esq., San Francisco, CA. Invesco Funds Group, Inc. ("Respondent Invesco") was represented by Glenn A. Payne, Invesco Funds