Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 06-01362 Irene Burke Names of Respondents Hearing Site: Boca Raton, Florida Signator Investors, Inc. f/k/a John Hancock Distributors, Inc. Princor Financial Service Corporation National Planning Corporation Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Irene Burke, hereinafter referred to as "Claimant": Gr

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 06-00947 Charles Schwab & Co., Inc. Names of the Respondents Hearing Site: Raleigh, North Carolina Raymond, James & Associates, Inc. John K. Bahr Nature of the Dispute: Member v. Member and Associated Person REPRESENTATION OF PARTIES For Charles Schwab & Co, Inc., hereinafter referred to as "Claimant": Douglas R. Jennings, Esq., Carlile

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 05-03617 David G. and Deborah H. Grove Names of the Respondents Hearing Site: Baltimore, Maryland Merrill Lynch, Pierce, Fenner & Smith Anita M. Dungan Kent V. Pearce Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For David G. and Deborah H. Grove, hereinafter referred to as "Clai

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 05-03457 Karen Maciag Names of the Respondents Hearing Site: Boca Raton, Florida Morgan Stanley DW Inc. William Messner Name of the Third Party Respondent Lynn Messner Nature of the Dispute: Customer vs. Member and Associated Person vs. Customer. REPRESENTATION OF PARTIES For Karen Maciag, hereinafter referred to as "Claim

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 05-03368 Robert W. Copeland Names of the Respondents Hearing Site: Nashville/Tennessee Old National Bancorp ONB Investment Services, Inc. Nature of the Dispute: Customer vs. Member and Non-Member. REPRESENTATION OF PARTIES For Robert W. Copeland, hereinafter referred to as "Claimant": Peter M. Olson, Esq., Olson and Wallace, P.C., Clarks

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 05-02156 John Coppola Names of the Respondents Hearing Site: Boca Raton, Florida Vestpoint Securities, Inc. Nowtrade Corporation Charles Keith Byington Shari Fran Rubin-Taylor Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES John Coppola, hereinafter referred to as "Claimant", appeared pro s

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-08365 Roger G. Bellehemeur Joelle M. Bellehumeur Names of the Respondents Hearing Site: Tampa, Florida A. G. Edwards & Sons, Inc. Kashner Davidson Securities, Corporation Brian Andrew Christensen Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Roger G. Bellehemeur and Joelle M. Bel

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-05753 Joseph F. McCormick Names of the Respondents Hearing Site: Orlando, Florida Morgan Stanley & Co., f/k/a Dean Witter Investments, Inc. David Bolding Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Joseph F. McCormick, hereinafter referred to as "Claimant": Richard G. Rumrell, Esq., Rumr

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Morgan Keegan & Company, Inc. Name of the Respondent William Massie Meredith, Jr. Case Number: 04-00777 Hearing Site: Richmond, Virginia Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES Claimant, Morgan Keegan & Company, Inc., hereinafter referred to as "Claimant", was represented by Shea O'Brian Hicks, Es

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between 1 William R. Bisbee Claimant(s) vs. 88-00182 National Securities Network Respondent(s) NOTICE OF ARBITRATION AHARD CASE SUMMARY Claimant(s) William R. Bisbee alleged that Respondent(s) National Securities Network mismanaged his account and purchased securities without authorization. Respondent(B) denied all allegations. RELIEF REQUESTED Claima