N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Gaines, Berland Inc. 93-03234 Name of Respondents Alexander Bienenstock Sandra Bienenstock Richard G. Sonkin REPRESENTATION For Claimant, Gaines Berland, Inc. ("GB"), Edward H. Pomeranz, Esq. of Graubard, Mollen Horowitz located in New York, New York. For Respondents and Third Party Claimant, Alexander and Sandra Biene

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Norm Weekly and 01-02666 Phoenix, Arizona Name of Respondents Interfirst Capital Corporation Vincent M. Nerone REPRESENTATION OF PARTIES Norm Weekly ("Claimant") was represented by Dennis H. Taylor, Esq., Shepherd, Smith & Bebel, P.C., Houston, Texas. At the time of the filing of their Answer, Respondents Interfirst Capital Corporation ("Res

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Louis P. Laurent Margarete Laurent 93-03226 Name of Respondent Prudential-Bache Securities Inc. Al Baron Laura Lee Baron r REPRESENTATION For Claimants, Louis P. and Margarete Laurent ("the Laurents"): Det. H. Joks, Esq. of Miami, Florida. For Respondent, Prudential Bache Securities, Inc. ("Prudential") Brian D.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Syed Shahid Hussain 93-03225 Name of Respondents Prudential Securities, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 17, 1993, Claimant Syed Shahid Hussain, who appeared Pro Se, alleged that he was employed as a broker at Respondent Prudential Securities, Inc. Claim

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants John R. Meares Helen A. Meares CONSOLIDATED AWARD 93-03281 & 93-0326* Name of Respondents Wilshire Discount Securities Robert Scott Securities, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 20, 1993, Claimant John R. Meares, who appeared Pro Se, alleged that Resp

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants John R. Meares Helen A. Meares CONSOLIDATKD AWARD 93-03281 & $3-03264 Name of Respondents Wilshire Discount Securities Robert Scott Securities, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 20, 1993, Claimant John R. Meares, who appeared Pro Se, alleged that Resp

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Peter F. Cheng 93-03224 Name of Respondents Barrett Day Securities. Inc. David Heredia CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 18, 1993, Claimant Peter F. Cheng, who appeared Pro Se, alleged that on March 2, 1993 he was astonished to receive a statement from Responde

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Mark E. Horowitz 93-03223 Name of Respondent A.S. Goldmen & Company CASE SUMMARY In a claim Filed with the National Association of Securities Dealers, Inc. on August 18, 1993, Claimant Mark E. Horowitz, who appeared Pro Se, alleged that Respondent A.S. Goldmen & Co., by and through Mr. Greenman, solicited his business by teleph

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Stephen & Jessica Norko Mark McCoy Darlene Grace Allen Jack and Ligia Allen 93-03221 Name of Respondents Paragon Capital Corporation Michael Bonkosky REPRESENTATION For Claimants, Steven and Jessica Norko ("the Norkos"), Mark McCoy ("McCoy"), Jack and Ligia Allen ("the Aliens"), and Darlene Grace Allen ("D. Allen")

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Serafin Garcia & Manuel Garcia Armas Case No. 93-03219 Name of Respondents Prudential-Bache Securities Inc. Fernando Leyva REPRESENTATION For Claimants Serafin Garcia & Manuel Garcia Annas ("Garcia"): James F. Gilbride, Esq., of Gilbride, Heller & Brown, P.A., Miami, Florida. For Respondents Prudential-Bache Securities Inc