N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Thomas and Dorothy Hudak 93-02660 Name of Respondents D.H. Blair & Company Terry Johnson Anthony Cincotta REPRESENTATION For Claimants Thomas and Dorothy Hudak ("claimants") appeared Kevin C. Harkins, Esq. of Cohen & Grigsby, Pittsburgh, Pennsylvania. For respondent D.H. Blair & Company ("D.H. Blair") appeared Todd C.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimantfsl H. H. Bonner 93-02650 Name of Resoondentf s^ Merrill Lynch Pierce Fenner & Smith Inc For Claimant: Kiik M. McAIpin, Jr., Esq. of McAlpin Henson & Keams of Atlanta, GA. For Respondent: V. James Mann, Esq., Vice President and Divisional Litigation Counsel - Eastern Division, Merrill Lynch Pierce Fenner & Smith Inc., New Yo

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant/Counter-Respondent Jack J. Sendoykas 93-02644 Name of Respondent/Counter-Claimant Robert P. Seeber REPRESENTATION For Claimant/Counter-Respondent: Jack J. Sendoykas ("Sendoykas") was represented by Jeffrey M. Bauer, Esq., of Grosse Pointe, Michigan. For Respondent/Counter-Claimant: Robert P. Seeber ("Seeber") was represented by

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimants Edward and Lynnia Cohen vs. Case No. 93-02642 Name of Respondent Prudential Securities, Inc. REPRESENTATION For Claimants Edward and Lynnia Cohen (collectively "Claimants") appeared Alan P. Fraade, Esq., of Mintz & Fraade, P.C., located in New York, New York. For Respondent Prudential Securities, Inc. ("Prudential") appeared Arthur Baumgartner, Esq.,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: James L. Murphy, Claimant v. Merrill Lynch, Pierce, Fenner & Smith Inc., Respondent Case Number: 01-02625 Hearing She: San Francisco, California REPRESENTATION OF PARTIES For Claimant: Timothy L. Hamilton,, Esq. Hamilton, Hamilton & Mah Cameron Park, California For Respondent: Eric J. Glassman, Esq. Mennemeier, Glassman & Stroud Sacramento, California CASE INFORMATIO

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Charles B. Rupani & Mildred Rupani C & M Coal Co., Inc. Award No. vs. 93-02631 Name of Respondents Stratton Oakmont, Inc. Victor DiFrisco REPRESENTATION For Claimants, Charles B. Rupani, Mildred Rupani and C & M Coal Co., Inc. ("Claimants"), Edwin J. Straussburger, Esq. and Charles Avalli, Esq. from the law firm of Str

NASD REGULATION, INC. AWARD OFFICE OF DISPUTE RESOLUTION In the Matter of the Arbitration Between Name of Claimant Kenneth George Hill man 93-02625 Name of Respondents G.R. Stuart & Co. Inc. National Financial Services Corporation REPRESENTATION For Claimant Kenneth George Hillman ("Claimant") appeared Richard P. Ferris, Esq., a sole practitioner located in Utica, New York. For Respondent G.R. Stuart & Co., Inc. ("Stuart") appeared Grove

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant O. Beirne Chisolm 93-02622 Name of Respondents Kidder, Peabody & Co., Incorporated Kidder Peabody Asset Management, Inc. George V. Grune REPRESENTATION For Claimant O. Beirne Chisolm ("claimant") appeared Jeffrey L. Liddle, Esq. of the law firm Liddle, O'Connor, Finkelstein, & Robinson located in New York, New York. For

NATIONAL ASSOCIATION OF SECURITIES DEALERS AWARD In the matter of the Arbitration Between OTTO D. CORSINI and KATHLEEN CORSINI, Claimants, v. NASD No. 93-02616 PRUDENTIAL BACHE SECURITIES, Respondent. Representation For Claimants: Steven Green, Esq. of San Diego, California For Respondent: Terry Ross, Esq. and Robert Ericson, Esq. of Keesal, Young & Logan, Long Beach, California Case Information Statement of Claim filed: June 29,1993

N.A.S.D. STIPULATED AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Gilford Securities 93-02614 Name of Respondent Thomas G. Bauman REPRESENTATION For Claimant Gilford Securities, Inc. appeared Michael Kalmus, Esq. of the law firm of Kalmus and Martuscello, New York City, NY. Respondent Thomas Bauman appeared pro se. CASE INFORMATION The Statement of Claim was filed on July 6