Stipulated Award NASD In the Matter of the Arbitration Between: Names of the Claimants Case Number: 01-02575 Muirfield Holdings Limited Muirfield Holdings Limited #2 Volnay International Limited Lianne Properties Tamarind Management Names of the Respondents Hearing Site: Boca Raton, FL CIBC Oppenheimer Corp. John Layton Ashby William Louis Bingo Abbott Lee Glasser Arthur W. Lewis REPRESENTATION OF PARTIES For Muirfield Ho

NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Painewebber Incorporated Award No. vs. 93-02037 Name of Respondent Stephen H. Ewanowski REPRESENTATION For Claimant, PaineWebber Inc. ("PaineWebber"), appeared Jeffrey A. Levinson, Esq. from the law firm of Choate, Hall & Stewart, located in Boston, Massachusetts. Respondent, Stephen H. Ewanowski ("Ewanowski"), appeared pro se. CASE INFOR

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant James D. Craig Case# vs. 93-02032 Name of Respondents Bailey, Martin & Appel Inc BMA Advisors, Inc. Mark Perron Howard Appel Stephen Patrick Harrington Donald BaiJey Frank A. Martin Financial Equities Resources, Inc. REPRESENTATION For Claimant, James D. Craig ("Claimant"), Phillip M. Giordano, Esq. with

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant George Jordan CASE NUMBER 93-02021 Name of Respondent^ Cowles, Sabol & Company, Inc. Dino Romano Gregory E. Ricca Foremost Services Inc. Mike Cava REPRESENTATION For Claimant, George Jordan ("Claimant"), Dan A. Druz, Esq., Sea Girt, New Jersey. For Respondent. Cowles, Sabol and Company, Inc.. ("Cowles"), Pat

NATIONAL ASSOCIATION OF SECURITIES DEALERS AWARD In the matter of the Arbitration Between Stephen M. Meadows and Allen R. Crawford, Claimants, v. NASD No. 93-02005 Kidder Peabody & Co., Inc. Respondent Representation For Claimant: Bruce Safran, Esq., Sherman Oaks, California For Respondent: William Phelps, Esq. of Kidder Peabody & Co., Los Angeles, California Case Information Statement of Claim filed: June 23, 1993 Claimant's Submiss

NASD AWARD NATIONAL ASSOCIATION OF SECURTnES DEALERS In the Matter of the Arbitration Between Name of David Loggins 93-01972 Name of Respondents Cohig & Associates, Kober Financial Corp., Richard M. Gawlik, Richard Rouse and Charles Pankey a/k/a/ Charles V. Pankey OF PARTIES Claimant David Loggins ("Claimant") was represented at the hearing by Noel Guardi, Esq., Denver, Colorado. Respondents Cohig & Associates ("Cohig") and R

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of Arbitration Between Name of Stephen Collins 93-01958 Name of Respondent Great Northern Insurance Annuity Corporation For Claimant Stephen Collins ("Claimant") appeared Donna B. Ford, Esq., from the law firm of Byrd R. Brown, located in Pittsburgh, Pennsylvania. For Respondent Great Northern Insurance Annuity Corporation ("Respondent") appeared Edward Noonan, Esq., fro

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Names of Claimants Robert M. Brittingham and John G. Brittingham 93-01956 Names of Respondents Goldman, Sachs and Company and Steven Adams RRPRF.SENTATION Claimant, Robert M. Brittingham was represented by J. Dennis Weitzel, Esq. of and Timothy A. Duffy, Esq. of Burleson, Pate & Gibson, Dallas, Texas and Morgan W. Bentley, Esq. of Newar

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Farra M. Alford 93-01951 Name of Respondents Shearson Lehman Brothers, Inc. Arthur J. Robbins REPRESENTATION Claimant Farra M. Alford ("Alford") was represented at the hearing by Charles C. Mihalek, Esq. of Lexington, Kentucky. Respondents Shearson Lehman Brothers, Inc. ("Shearson") and Arthur J. Robbins ("Robbins") wer

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Josef Granwher, and Gabriela Granwher, Claimants, v. No. 93-01947 R.G. Dickenson & Co. n/k/a Dickenson & Co., Respondent REPRESENTATION OF PARTIES Josef and Gabriela Granwher ("Claimants") were represented by Bruce Pearson from Fargo, North Dakota. Respondent Dickenson & Co. ("Respondent") was represented by Catherine Gnatek, Esq. of Dorsey & Whitney, Minneapolis, Minnesota.