NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 00-00852 Olde Discount Corporation, claimant vs. Thomas H. Wesolowski and Anne T. Wesolowski, respondents. ATTORNEYS: Claimant appeared through its Collection Department Representative, Robert M. Visconti, Detroit, MI. Respondents did not respond to the Statement of Claim. DATE FILED: February 28, 2000 CASE SUMMARY: Claimant alleged that respondents failed to repay debit balance c

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS [n the Matter of the Arbitration Between Name of Claimant Douglas Taylor Case # vs. 92-04370 Name of Respondent Neuberger & Herman REPRESENTATION For Claimant: Douglas Taylor ("Claimant"), William Pauley, Esq., from the law firm of Snitow & Pauley. For Respondent: Neuberger & Benrian ("Respondent") Eric J. Wallach, Esq. from the law firm of Roseman & Colin. CASE INFORMATIO

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the ArDitration Between Name of Claimants Jack Price 92-04369 Names of Respondents Prudential-Bache Securities Inc., n/k/a Prudential Securities. Inc.. and Anthony J. Parisi REPRESENTATION Claimant. Jack Price appeared pro se^ Respondent, Prudential Securities, Inc. was represented by Robin Nackman, Esq. of Prudential Securities, Inc., New York, New York.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Lee Levin 92-04363 Name pf Respondents Gnmtal&Co., Inc. Jonathan Lyons For Claimant Lee Levin ("Levin") appeared Thomas P. Lynch, Esq. of the law firm Lynch, Rowin, Novack, Bumbaum & Crystal, P.C., New York City, NY. For Respondents Gnintal & Co. ("Gruntal") and Jonathan Lyons ("Lyons") appeared Kevin T. Rover, Esq. of the

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant George Levenderis 92-04362 Name of Respondents Frank DeFrancisco Tom Reichert CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on December 30, 1992, Claimant George Levenderis, who appeared Pro Se, alleged that during the week of December 7, 1992 he discussed the purchase of

N.A.S.D. AWARD NATIOiNAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Roy L. Mclntosh Case # vs. 92-04361 Name of Respondents Shearson Lehman Brothers, Inc. Richard Verrochi REPRESENTATION For Claimant, Roy L. Mclntosh, individually and on behalf the Roy L. Mclntosh Professional Association Pension Plan, Thomas H. Tucker, Esq. from the law firm of McGowen, Engel, Tucker, Garrett & Schult

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Michael Litt and Linda Kahn Case# vs. 92-04360 Name of Respondents, Shearson Lehman Brothers, Inc. Baird, Patrick & Co., Inc. REPRESENTATION For Claimants, Michael Litt and Linda Kahn ("Claimants"), David Hirschberg, Esq., from the law firm of Wexler & Burkhard, P.C. For Respondent Shearson Lehman Brothers, Inc. {"Shea

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Consolidated Matter of the Arbitration Between NanieofClaiinaflts Ramon C. Evenson & Shelly Siemering -00375 & 93-00376 Consolidated Award Name of Respondent Dean Witter Reynolds Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 2, 1993, Claimants Ramon C. Evenson and Shelly Siemering, by and through their counse

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the Matter of the Arbitration Between Name of Claimant Alice K. Lemzen TTEE Alice K. Lentzen Trust, Alice K; Lentzen 92-04350 and Name of Respondents Bear Stearns & Co., Inc., Charles Wright and Bob Hunziker REPRESENTATION OF PARTIES Alice K. Lentzen TTEE, Alice K. Lentzen Trust, Alice K. Lentzen ("Claimant") was represented at the hearing Pro Se. For Respondents Bear Ste

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SEC.I TUmPS nF.AT.ERS. TMC.. la the matter of the Arbitration Between Nam* AnilK. Kuncbor NASD Arbitration No.92-04347 a £ Wiuhirc Diioomit Securities For Claimant: Anil K. Kundrar, Los Angeles, California For Respondent: Phil Pistoii, Wilsbiic Diaootutt Secnritin, Rivenide, California CASK Swemem of Cum filed: December 28, 1992 Claimant's Submission Agreement signed: December S, 1992 Statem