N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants) George Dolling 92-03456 Name of Respondents') Vantage Securities, Inc. Vantage Financial Services, Inc. Vanden J. Catli REPRESENTATION For Claimant: Suzanne Harris, Esq. of Durkin & Durkin. For Respondents Vantage Financial Services, Inc. and Vantage Securities, Inc.: Martin E. Karlinsky, Esq. of Camhy Karlinsky & Ste

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Anne J. Mazzella Michael Mazzella Louis V. Mazzella 92-03455 Name of Respondents/ Third-Party Claimant Oppenheimer & Co., Inc. Joseph D'Amadeo Name of Thiipj-Paitv Respondent Louis V. Mazzella, Sr. ^PRRSENTATION For Claimants Anne J. Mazzella, Michael Mazzella and Louis V. Mazzella (collectively referred to as

N.A.S.A. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Harold C. Milinsky and Tova Milinsky 92-03453 Name of Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc.; Sidney Kogan REPRESENTATION For Claimants: Harold C. Milinsky and Tova Milinsky ("Milinsky") were represented by Anthony V. Trogan, Esq., of Weisman, Trogan, Young & Schloss, P.C., located in Birmingham, Michigan.

/-/I N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant Jackie Hightchew and 92-03449 Name of Respondents Cullom & Sandow, Inc. and Richard Wells REPRESENTATION OP PARTIES Jackie Hightchew ("Claimant") was represented by Don T. Cates, Esq., Forney, Texas. Cullom & Sandow, Inc. and Richard Wells ("Respondents") were represented by Ben L. Krage, Esq. of Kasmir &

NASD Arbitration No. 92-03448 - N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant^ Richard S. Meyer Name nf Respondents) Shearson Lehman Brothers, Inc. David Somrack REPRESENTATION For Claimant: Richard S. Meyer, Sepuiveda, California For Respondents: Elizabeth A. Kendrick, Esq., Keesal, Young & Logan, Long Beach, California CASE INFORMATION Statement of Claim

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Thomas Tomanek NASD Arbitration No.92-03446 Name of RespQndent(s) Oppenheimer & Co., Inc. Michael J. Ermi REPRESENTATION For Claimant: Thomas Tomanek, Hayward, California For Respondent: Eugene L. Small, Esq., Oppenheimer & Co., Inc., New York, NY CASE INFORMATION Statement of Claim filed: October 9,1992 Claimant's S

f Award NASD In the Matter of the Arbitration Between: Name of the Claimant Marvin McCray Names of the Respondents Michael J. Artusa RM Stark & Co., Inc. Case Number: 01-02471 Hearing Site: New Orleans, LA REPRESENTATION OF PARTIES Marvin McCray ("McCray"), hereinafter referred to as "Claimant", appeared pro se. For Michael J. Artusa ("Artusa") and RM Stark & Co., Inc. ("RMS"), hereinafter collectively referred to as "Respondents

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between NarneofClairnant Donald E. Coplea 92-03443 Name of Respondents Mark New W.B. McKee Securities, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 12, 1992, Claimant Donald E. Coplea, who appeared Pro Se, alleged that he expressed to Respondent Mark New, Account Executive of Res

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimants Addie Patzke Duke & Wilbur Davidson, Trustees of the Estate of Walter H. Wyeth and 92-03440 Name of Respondents Prudential Securities, Inc.. and David R. Hester REPRESENTATION OF PARTIES Addie Patzke Duke & Wilbur Davidson, Trustees of the Estate of Walter H. Wyeth ("Claimants") were represented by Ralph J. Sirlin, Esq.,

N.A.S.D. AWARD PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name ot Claimanus) Suresh B. Kodali. M.D. 92-03437 Name of Respondents) Prudential Securities Inc Rabindra N. Bhattacharya REPRESENTATION For Claimant Suresh B. Kodali, M.D.i R. David Lester, Esq. of Stell, Keenan & Park. Lexington, Kentucky. For Respondents Prudential Securities, Inc. and N. Bhattacharya: William W. Allen, Esq.