AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Gloria Stanley and Case Number: 05-01902 Hearing Site: Oklahoma City, Oklahoma Name of Respondent Morgan Stanley DW, Inc. NATURE OF DISPUTE Customer v. Member REPRESENTATION OF PARTIES Gloria Stanley ("Claimant") was originally represented by A. Daniel Woska, Esq., of Woska & Hayes, LLP, Oklahoma, City, Oklahoma, until September 15, 2005. Claimant

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant David H. Nelson, Trustee Bettye K. Sopher Living Trust, UADTD 03-10-00 vs. 05-01708 Chicago, Illinois Names of Respondents Prudential Equity Group, LLC f/k/a Prudential Securities, Inc. Kris Stelzner NATURE OF THE DISPUTE Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES David H. Nelson, Trustee Bettye K. Sopher Living Trust

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimants Bernard Q. and Denise M. Madison, Ralph E. and Lynn M, Vanderloop, David J. and Jean A, Renard, David L. and Nancy J. Varga, and Larry J. and Karen Lufter and Respondent Merrill Lynch, Pierce, Fenner & Smith, Inc. Case Number: 05-00514 Hearing Site: Milwaukee, Wisconsin Customers v. Member NATURE OF DISPUTE REPRESENTATION OF PARTIES Berna

Stipulated Award NASD Dispute Resolution Kathleen Jolly vs. Legacy Financial Services, Inc. and Joseph R. Karsner, IV Case Number: 04-08561 Hearing Site: Baltimore, Maryland Nature of the Dispute: Customer vs. Member and Associated Person. RFPRESENITATIONI OF PARTIFS Claimant, Kathleen Jolly ("Claimant"), was represented by William B. Young, Esq., Hooper & Weiss, LLP, Orlando, Florida. Respondents, Legacy Financial Services, Inc. ("Legacy") and Joseph R

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Case Number: 04-08187 Bruce & Deborah Nichols Name of the Respondent Hearing Site: Dallas, Texas Morgan Stanley DW Inc. NATURE OF THE DISPUTE Public Customers vs. Member Firm REPRESENTATION OF PARTIES Claimants Bruce & Deborah Nichols, hereinafter collectively referred to as "Claimants": Robert L. Wright, Esq., of the Robert L. Wright, P.C., located

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Michael Aronow and Ellen D. Aronow (Claimants) v. Morgan Stanley Dean Witter Inc., Allison B. Kumble and Hillary Kurnble-Freeman (Respondents) Case Number: 05-01403 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Member and Associated Persons. REPRESENTATION OF PARTIES Claimants Michael Aronow ("M. Aronow") and Ellen D. Aronow ("E. Aronow") hereinaft

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 05-00552 Nizza Burstyn Machinery Rentals, Inc. Capitol Machinery Corporation Benbur Realty Names of the Respondents Hearing Site: Boca Raton, Florida Prudential Equity Group, LLC Wachovia Securities, LLC Prudential Securities, Incorporated Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES Nizza Burstyn (

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Philippe Rey (Claimant) v. Salomon Smith Barney, Inc., n/k/a Citigroup Global Markets, Inc. (Respondent) and Olivier Frichou (Claimant) v. Salomon Smith Barney, Inc., n/k/a Citigroup Global Markets, Inc. (Respondent) and Kamal Salim Tayara (Claimant) v. Salomon Smith Barney, Inc., n/k/a Citigroup Global Markets, Inc. (Respondent) Case Number: 04-06844 Hearing Site: New Y

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Philippe Rey (Claimant) v. Salomon Smith Barney, Inc., n/k/a Citigroup Global Markets, Inc. (Respondent) and Olivier Frichou (Claimant) v. Salomon Smith Barney, Inc., n/k/a Citigroup Global Markets, Inc. (Respondent) and Kamal Salim Tayara (Claimant) v. Salomon Smith Barney, Inc., n/k/a Citigroup Global Markets, Inc. (Respondent) Case Number: 04-06844 Hearing Site: New Y

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of the Claimant Case Number: 01-02392 Interbay Coatings, Inc. Name of the Respondent Hearing Site: Tampa, Florida Woodbury Financial Services, Inc. f/k/a Fortis Investors, Inc. Name of the Third Party Respondent Anthony J. Nelli, Jr. REPRESENTATION OF PARTIES For Interbay Coatings, Inc. ("Interbay"), hereinafter referred to as "Claimant": Kalju Nekvasil, Es