AWARD NASD REGULATION. INC. In the matter of the Arbitration Between Name of Claimant Ronald G. Calvarese v. Name of Respondents Landmark International Equities, Inc., Marlow Lloyd Gish, Edward Peter O'Grady, Yuri Aulov, named herein as Yuri Yulov, Craig Steven Redding, Eric J. Aronson, William Nunziato, Martin Drayer, Howard Berger and Paul Italia Arbitration No. 96-05407 REPRESENTATION For Claimant: For Respondents:

ARBITRATION AWARD NASD REGULATION, INC., OFFICE OF DISPUTE RESOLUTION In the Matter of the Arbitration Between Name of Claimants Albert M. and Camilla A. Flamini 96-05406 Name of Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc.; Charles Douthit REPRESENTATION For Claimants: Albert M. Flamini and Camilla A. Flamini ("Flamini") were represented by Robert W. Edler, Esq. ofThiedmann & Edler, located in Chicago, Illinois. For Responden

OCT.17.1998 5:17PM NfiSD REGULRTION FL NO.984 P.17 f N.A.S.D, REGULATION, INC. AWARD NASD Regulation, Inc., Office of Dispute Resolution In the Matter of the Aibitratiou Between Names of Claimants Charles L. and Elizabeth C. Jester 96-05405 Names of Respondents Dallas Research & Trading, Inc. James Bailey REPRESENTATION For Claimants: George J. Felos, Esq. of Fdos & Felos, P. A., Dunedin, Florida. Respondents: Michael A. Piazza, Esq.

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Charles A. Thurman, Claimant, vs. No. 96-05398 Pioneer Trading Discount Brokerage, A Division of John Dawson & Associates, Member NASD and SIPC, Bear Stearns Securities, Inc., and John Dawson & Associates, Inc., Respondents. REPRESENTATION OF PARTIES Charles A. Thurman ("Claimant"^ appeared pro se. • J ] ";•-; Pioneer Trading

, NOV. 2.1999 3=12PM MftSD BOCfi HO.918 P.6 In the Matter of the Arbitration John Wesley Key 96-05397 Names of Respondents Master File Olde Discount Corporation TedHarter CONSOLIDATED WITH In the Matter of the Arbitration Between Name of Claimant John Wesley Key 98-01100 Names of Respondents Olde Discount Corporation Edward B- Harter John P. Donovan REPRESENTATION For Claimant: Jeffrey P. Coleroan, Esq. of Bonner, Hog

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 96-05392 SunTrust Securities, Inc., claimant v. Irving Berzner and Dr. Mark Gendal as Personal Representative for the Estate of Beatrice Berzner, respondents. ATTORNEYS: For Claimant SunTrust Securities, Inc. appeared Joseph G. Hern, Jr., Esq./SouthTrust Banks, Inc., Orlando, FL. Respondent Irving Berzner appeared Pro Se, Tamarac, FL. Respondent Estate of

AWARD NASD REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Superior Reporting Services, Inc. Case No. vs. 96-05389 Name of Respondents Euro-Atlantic Securities Inc. Michael Payne REPRESENTATION For Claimant, Superior Reporting Services, Inc. ("Claimant"), Roberta Newberrry, from Roswell. Georgia. For Respondent, Euro-Atlantic Securities, Inc. ("Euro-Atlantic"), James St. Claire of Boca- Raton, Florida.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Wilbur M. Woodruff 96-05387 Names OLde Discount Corporation Gregory Lalle PRPRKSENTATION The Claimant appeared pro se. For Respondents: Karen L. Brink, Esq., in-house counsel at Olde Discount Corporation ("Olde-). ; CASE INFORMATION Statement of Claim filed; December 4, 1996. u Claimant's Submission Agreement si

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Sol Abady and Renee Abady, (Claimants) vs. CIBC Oppenheimer Corp. n/k/a CIBC World Markets Corp. and Christopher Coughlin, (Respondents) Case Number: 01-02244 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Sol Abady ("S. Abady") and Renee Abady ("R. Abady"), hereinafter collectively referred to as "Claimants": Randy Scott Zelin, Esq., Randy Scott Zelin, P.C.,

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Max Drew and Sara Drew. Claimants, v. No. 96-05385 Charles Schwab & Co., Inc.. Vance Williams, and Terry Bonnett, Respondents. Claimants Max Drew and Sara Drew were represented by Frederick K. Hoops, Esq. of Hoops, Hoops, & Hoops located in Farmington Hills, Michigan. Respondents Charles Schwab & Co.. Inc. ("Schwab"), Vance Williams ("Willia