AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Benjamin E. & lola J. Peterson and 96-05363 Name of Respondent /pFirst Equity Corp. of Florida The Heritage Group Adam Karasik Richard Davis REPRESENTATION OF PARTIES Benjamin E. & lola J. Peterson ("Claimants") were represented by Mark J. Briol, Esq, y Briol & Associates, Minneapolis, Minnesota. , ..;!-,. Fi

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between John J. Collins, and Stella A. Collins, Claimants, v. No. 96-05360 Rodecker and Company, and Martin Gurney, OF PARTIES Claimants John J. Collins and Stella A. Collins ("Claimants") were represented by Laurence S. Schultz, Esq. of Driggers, Schultz .& Herbst located in Troy, Michigan. Respondents Rodecker and Company and Martin Gurney ("Respo

NASD REGULATION, INC. AWARD OFFICE OF DISPUTE RESOLUTION In the Matter of the Arbitration Between Name of Claimants Darlyn and Steve Romagnolo 96-05355 Name of Respondents Peter Brunt? » Wall Street Money Management Group Inc. Wall Street Money Center Corporation REPRESENTATION For Claimants Darlyn and Steve Romagnolo ("Claimants") appeared Robert Fitzptrick, Esq., in private practice located in CHfton Park, NY. For Respondents Peter

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant George and Norma Gabrielson and 96-05352 Name of Respondent Titan Value Equities Group, Inc. Robert Dean Johnson REPRESENTATION OF PARTIES George and Norma Gabrielson ("Claimants") appeared pro se. Titan Value Equities Group, Inc. ("Respondent Titan") and Robert Dean Johnson ("Respondent Johnson") were represented by David P

NASD REGULATION INC., AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Dale W. Davis 96-05350 Name of Respondent First Chicago NBD Investment Services REPRESENTATION Claimant, Dale W. Davis was represented by Leigh R. Pietsch, Esq. of Pietsch, Cuchna & Popejoy, Wheaton, Illinois. Respondent, First Chicago NBD Investment Services was represented by John Simmons, Esq. of First Chica

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Ardath Coolidge Trust and 96-05349 Name of Respondent Smith Barney, Inc. REPRESENTATION OF PARTIES Ardath Coolidge Trust ("Claimant") was represented by Robert D. Lee, Esq., Hardig, Lee and Groves, South Bend, Indiana. Smith Barney, Inc. ("Respondent Smith Barney") were represented by Etta M. Gumbs, Esq., Smith Barney, Inc.,

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Jack and Esther Mihelich, Claimants, v. No. 96-05345 Bear Stearns & Co., Inc., and Fulton Greg Cook, Respondents. REPRESENTATION OF PARTIES Claimants Jack and Esther Mihelich ("Claimants") were represented by Walter L. Baumgardner, Esq. of Musilli, Baumgardner, Wagner & Parnell located in St. Clair Shores, Michigan. Respondents Bear Stearns & Co

RCV 6- 5-98 : 1 : -4-2PM : ARBITRATION DPT: # 2 ££:(?! 86, £0 N.A.S.D* REGULATION AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Monterey Bay Securities, inc. 96-05342 Thomas MarscHa OF PAHTIES Claurant William P. Torogren, Esq., Old Sacramento, California. For Respondent; He represented himself, pro sc, CASE INFQUMATTON Claimant's Statement of Claim was filed on or about Decembe

AWARD NASD Regulation, Inc., Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Alan L.'Norton, M.D. IRRA NASD Regulation, Inc. Office of Dispute Resolution Arbitration No. 96-05341 Name of Respondent Merrill Lynch For Claimant: For Respondent: Statement of Claim filed: REPRESENTATION Alan L. Norton, In Pro Per Timothy N. Will, Esq. Keesal, Young & Logan Long Beach, California

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between of Claimant Prime Charter LTD 96-05329 Name of Respondent James D. Ritter REPRESENTATION For Claimant Prime Charter LTD ("Claimant") appeared David N. Mahler, Esq., in-house counsel for Claimant located in New York, New York. For Respondent James D. Ritter ("Respondent") appeared Richard DeVita, Esq., a sole practitioner with offices in Hoboken, New Jersey. CASE INF