N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 96-04684 Olde Discount Corporation, claimant v. Kirk Wright, respondent. ATTORNEYS: For Claimant Steven D. Carby, Esq. - Detroit, MI. Respondent did not respond to the Statement of Claim. DATE FILED: 10/21/96 CASE SUMMARY: Claimant alleged that respondent failed to pay for 1500 shares of Media Vision Technology, Inc. stock which were subsequently sold by

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Rezaul H. Khandker 96-04683 Name of Respondent Investors Associates, Inc CASE SUMMARY In a claim filed with the National Association of Securities Dealers Regulation, Inc. on October 21,1996, claimant Rezaul H. Khandker ("claimant"), who appeared Pro Se, averred that his relationship with respondent

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 96-04681 Thomas O. Wulf, claimant vs. Global Strategies Group, Inc., Lehman Brothers, Inc. and Kurt Fethke, respondents. ATTORNEYS: For Claimant Mark A. Jinkins, Esq., Sturgeon Bay, WI For Respondent Global Strategies Group, Inc., Kathleen Parker, In-house counsel Respondent Kurt Fethke did not respond to the Statement of Claim DATE FILED: October 21, 199

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 96-04679 Peter Menges and Gregory Pettine, claimants v. Daryn Harpaz, Jr., Brian Cork, Michael Davis, Lionheart Financial Group, Inc., Valiant Partners, Inc. and Wellington Ashford Capital, Inc., respondents. ATTORNEYS: Claimants Peter Menges and Gregory Pettine appeared Pro Se. For Respondents Daryn Harpaz, Jr. appeared Pro-se. For Brian Cork appeared Anna M

STIPULATED AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Gordon H. Loetz vs. 96-04675 IFG Network Securities, Inc. Clive Slovin Howard D. Ledbetter John Be]l Keeble, III George L. Ball Sanders Morris Mundy, Inc. Joseph W. Jacques Jay A. Buckingham REPRESENTATION For Claimant-Gordon-H, Loetz ("Claimant-"}^— Lawrence P. Sa«dor-,-Esq iT McGuire -Woods- Battle & Boothe, Washingt

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Patricia Banks 96-04672 Name of Respondents Janney Montgomery Scott, Inc. Mark Coleman Graves REPRESENTATION Claimant Patricia M. R. Banks ("Claimant") was represented by Christopher D. Warren, Esq. , DeStefano & Warren, Philadelphia, PA. Respondent Janney Montgomery Scott, Inc. ("IMS") was repre

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Trudie Infantini NASD CASE NO. 96-04670 Name of Respondent FNB Brokerage Services, Inc. f/k/a Suite 100 Investment Services, Inc. REPRESENTATION For Claimant: Jim Scutti, Esq. of Jim Scutti, P.A., Boca Raton, Florida. For Respondent: George F. Bovie, HI, Esq. of Crary, Buchanan, Bowdish, Bovie, L6rd,cRoby & Evans, Chartered

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between < Name of Claimant Frank T. Pascarelli NASD CASE NO. 96-04667 Name of Respondent Dean Witter Reynolds Inc. REPRESENTATION For Claimant: Julie E. Fox, Esq. of Ackerman, Link & Sartory, P.A., West Palm Beach, Florida. For Respondent: Joseph C. Coates, HI, Esq. of Steel Hector & Davis LLP, West Palm Beach, Florida. CASE INFORMATION ~ Statement

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of Arbitration Between Alexis Pastuhov, Claimant, and No. 96-04666 Meyers Pollock & Robbins, Inc., Respondent. REPRESENTATION OF PARTIES Claimant, Alexis Pastuhov ("Pastuhov"), was represented pro se. Respondent, Meyers Pollock & Robbins, Inc. ("Meyers")* was represented by Louis ]H.Miron, Esquire, located in Westfield, New Jersey. ^.-^ , CASE INFORMATION Pastuhov

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Cage Number 01-02174 Robert Almeda Namff of the Respondents - Hearing Site: Philadelphia, PA Morgan Stanley Dean Witter, Inc. Nicholas Giaconia RFPRFSFNTATTON OF PARTIES Claimant, Robert Almeda ("Almeda"), hereinafter referred to as "Claimant", was represented by John H. Adler, Esq., Earp Cohn, P.C., Westmont, New Jersey. Respondents, Morg