N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC* In the Matter of the Arbitration Between Name of Claimant Patrick A, Porter 96-04303 Name of Respondents Greenway Capital Corp. Peter Delbaso Jack Basile REPRESaENTATION Claimant Patrick A. Porter ("Claimant") appeared pro se. Respondents Greenway Capital Corp. ("Greenway"), Peter DelBalso ("DelBalso") and Jack Basile ("Basile") did not appear at th

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants William C. and Lillian H. Wilkes 96-04299 Name of Respondents Euro-Atlantic Securities Inc. Michael Payne CASE SUMMARY In a case fiJed with the National Association of Securities Dealers Regulation Inc. on September 27. 1996, claimants William and Lillian Wilkes ("claimants"), who appeared Pro Se, alleged that respo

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Kenneth M. Demeter, Claimant. and No. 96-04297 Olde Discount Corporation, Michael G. McDonald, and Brent Walters, Respondents. REPRESENTATION OF PARTIES Claimant Kenneth M. Demeter ("Claimant") was represented by Laurence S. Schultz, Esq. and Michael T. Reid, Esq. of Driggers, Schultz & Herbst, PC located in Troy, Michigan. H ; Responden

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant David L. Ebershoff and 96-04296 Name of Respondent Raymond, James & Associates, Inc. Lynwood T. Rand Stephen T. Kuhn REPRESENTATION OF PARTIES David L. Ebershoff ("Claimant") was represented by Francis V. Cristiano, Esq. and Richard A. Nervig, Esq., Cristiano & Nervig, Denver, Colorado. Raymond, James & Associates, Inc.

NASD .REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimants Mark A. Lang John F. Lang 96-04293 Name of Respondents Curtis Marchand L. C. Wegard REPRESENTATION Claimants Mark A. Lang ("Mark Lang 11 ) and John F. Lang ("John Lang") (collectively referred to as "Claimants") appeared pro se. For Respondent Curtis Marchand ("Marchand") appeared Gene R. Thornton, Esq., of the law office Gene R. Thorn

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Michael Allen Case No. 96-04291 Name of Respondent CS First Boston Corporation REPRESENTATION Michael Allen ("Claimant") was represented by Gordon B. Spivack, Esq. of the law firm of Coudert Brothers, New York, New York. CS First Boston Corporation ("Respondent") was represented by Kathleen M. Comfrey, Esq. of the law firm of Shearman & Sterling, New York,

NASD REGULATION, INC. AWARD NASD REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Harvey Doyle Seymour 96-04290 Name of Respondents Sean Beard Anthony Antonucci Nationwide Securities, Inc. REPRESENTATION The claimant, Harvey Doyle Seymour, appeared Pro Se. For Respondents Anthony Antonucci ("Antonucci") and Sean Beard ("Beard") appeared M. David Sayid, Esq. of Sayid & Associates, located in Hackensack, N.J.

AWARD NASD REGULATION, INC., OFFICE OF DISPUTE RESOLUTION In the Matter of the Arbitration Between Name of Claimant Lyle E. Borop 96-04288 Name of Respondents Toluca Pacific Securities Corp.; Paul T. Fiorini; and Thomas John Gucciardo REPRESENTATION For Claimant: Claimant Lyle E. Borop ("Borop") was represented by Randall M. Lending, Esq. and James A. Arpaia, Esq. of Vedder, Price, Kaufman & Kamholz, located in Chicago, Illinois. For

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Victor M. Preisler and Stacy A. Preisler, Claimants v. Benson York Group, Inc., Gregory E. Goldstein, Michael H. Caldera, Steven J, Cohen, and Bradford A. Miller, Respondents Case Number: 01-02141 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimants: Lawrence L. Klayman, Esq. Klayman, Lazarus & Toskes, P.A. Boca Raton, Florida For Responde

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of Arbitration Between Gregory J. Andro and Iva Andro, Claimants, and No. 96-04282 Sterling Foster & Co., Inc., and Doug Magnuson, Respondents. REPRESENTATION OF PARTIES Claimants, Gregory J. Andro and Iva Andro, were represented pro se. Respondents, Sterling Foster & Co., Inc. and Doug Magnuson, were represented by Justin Sacca, Esquire, of the law offices of Joseph D'El