Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between David M. Gilson Case No. 01-02107 Name Josephthal & Co., Inc. Hearing Site- Washington, D.C. OF P4RTTFS Claimant, David M. Gilson ("Gilson"), hereinafter referred to as "Claimant": Thomas A. Guidoboni, Esq., Crowell & Moring LLP, Washington, D.C. Respondent, Josephthal & Co., Inc. ("Josephthal"), hereinafter referred to as "Respondent": John Bersin, Esq., Joseph

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants! Irving Davis 96-02443 Name of Respondent(s) JPR Capital House Paul Umansky Robert Zuckerman REPRESENTATION For Claimant Irving Davis ("Claimant") appeared Ira J. Furinan, Esq;* a sole-practitioner, located in Freeport, New York. '' For Respondents Paul Umansky ("Umansky"), Robert Zuckerman ("Zuckerman") and

I f NASD Regulation, Inc. STIPULATED AWARD l In the Matter of the Arbitration Between Name of Claimant Jonathan Kord Lagemann v 96-02438 Name of Respondent Thomas F. Leahy REPRESENTATION Claimant Jonathan Kord Lagemann, Esq. ("Claimant") appeared Pro Se. Respondent Thomas F. Leahy ("Respondent") appeared Pro Se. CASE INFORMATION Statement of Claim filed: June 5, 1996. Claimant's Submission Agreement signed on: June 5, 1996.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Hi the Matter of the Arbitration Between Name of Claimant Olde Discount Corporation 96-02435 Name of Respondent Kambiz Bazazi CASE SUMMARY In a case filed with the National Association of Securities Dealers Regulation, Inc. on June 7, 1996, claimant Olde Discount Corporation ("Olde") through its representative and in-house counsel Robert S. Anderson, Esq., alleged that respondent Kamb

V* 1 N.A.S.D. AWARD X NATIONAL ASSOCIATION OF SECURITIES DEALERS Fn the Matter of the Arbitration Between Name of Claimant M £>-< 3-4-3 - H Maxwell Lewitus Living Trust Name of Respondents ^prudential Securities Inc Janney Montgomery Scott Inc. CASE SUMMARY In a case filed with the National Association of Securities Dealers, Inc. on May 7, 1996, claimant Maxwell Lewitus TTEE of Living Trust of Maxwell Lewitus ("claimant"), who

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Bryan Kittelberger Michael Deming 96-02433 Name of Respondent Investors Associates, Inc. CASE SUMMARY In a claim Filed with the National Association of Securities Dealers Regulation, Inc. on June 7, 1996, claimant Bryan Kittleberger (Claimant), who appeared Pro Se, alleged that on August 23, 1995 he placed an order with re

AWARD NASD Regulation, Incorporated Office of Dispute Resolution In the Matter of Arbitration Between Joseph Arcangeli, Claimant, and No. 96-02432 Stratton Oakmont, Inc., Joshua Shapiro, Select Media Communications, Jordan Belfort, Mark Daniel Porush, Patrick Hayes, and Mitch J. Gutkowski, Respondents. « REPRESENTATION OF PARTIES Claimant, Joseph Arcangeli ("Claimant"), was represented by Louie Quijano, Ph.D of Public investors A

AWARD NASD REGULATION. INC.. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant Don Kim v. Arbitration No, 96-02425 Name of Respondents Sutro & Company, Inc. and Daniel Munter REPRESENTATION For Claimant: Bruce R. Safran, Esq. Law Office of Bruce R. Safran Tarzana, California For Respondent: Michael J. Abbott, Esq. Jones, Bell, Simpson, Abbott & Fleming Los Angeles, California CASE

NASD REGULATION, INC. AWARD NASD REGULATION, INC.. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant CAROLYN GLOSSER, as Trustee of the CREATIVE APPAREL, INC. PROFIT SHARING PLAN; CAROLYN GLOSSER, as Custodian for KRYSTALLE GLOSSER, a minor; CAROLYN GLOSSER, as Custodian for JOHN ADAM GLOSSER, a minor. v. Arbitration No. 96-02424 Name of Respondent American National Securities, Inc. (aka Amerinational Financi

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of Arbitration Between Paul G, Giroir, Charlotte D. Giroir, Individually and on behalf of their minor children, Ryan Giroir, and Shannon Giroir, and A-Abal Transmissions & Differentials, Inc. Claimants, and No. 96-02423 Prudential Securities, Inc., William E. Blakeman, Stanley T. Broussard, Individually, and in his capacity as General Partner of Broussard and Fontenot, De