Award NASD Dispute Resolution In the Matter of the Arbitration Between: Michael Moschillo (Claimant) v. Merrill Lynch, Pierce, Fenner & Smith, Inc. and Michael Maglio (Respondents) Case Number: 01-02014 Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimant Michael Moschillo, hereinafter referred to as "Claimant": William D. Sanders, Esq., Aipert Butler Sanders & Norton, P.C., West Orange, NJ. Respondents Merrill Lynch, Pierce, Fenner & Smith

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Zoltan and Magdalena Magyar 96-01402 Name of Respondents Nori, Hennion, Walsh, Inc. U.S. Clearing Corporation CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 29, 1996, Claimants Zoltyan and Magdalena Magyar ("Claimants"), who appeared Pro Se, alleged that Respondent Nori, He

N.A.S.D. AWARD J NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Edward and Nonie Weber 96-01401 Name of Respondent Charles Schwab & Company, Inc. Bart Sayyah CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 29, 1996, claimants Edward and Nonie Weber ("claimants"), who appeared through Ed Weber ("claimant"), alleged that respondents C

NASD REGULATION, INC. In the matter of the Arbitration Between Name of Claimant(si Grace K. Morgan Arbitration No. 96-01395 Carrie of Respondent(s) Andover Securities, Inc. Gary Bohling REPRESENTATION For Claimant: J. Leo Federman, Investors Rights Association, Inc., Santa Barbara, California For Respondent Andover Securities, Inc.: Stephen A. Russell, Andover Securities, Inc., Kansas City, Missouri For Respondent Gary Bohling: G

r N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Hyman A. Lezell 96-01393 Names of Respondents Greenway Capital Corp. Anthony Laurella Joseph Principato REPRESENTATION For Claimant Hyman A. Lezell ("LezelT): William P. McGrath, Jr., Esq. of Porter, Wright, Morris & Arthur, Washington, D.C. For Respondents Greenway Capital Corp. ("Greenway"), Jos

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Merrill Lynch Pierce Fenner & Smith, Inc. 96-01391 Name of Respondent Samuel E. Miller REPRESENTATION Claimant Merrill Lynch Pierce Fenner & Smith, Inc. ("Claimant") was represented by Andrew Quigley, General Counsel, Merrill Lynch Pierce Fenner & Smith, Inc., New York, NY. Respondent Samuel E. Mille

N.A.S.D. AWARD NASD REGULATION, INC., OFFICE OF DISPUTE RESOLUTION In the Matter of the Arbitration Between Name of Claimant Joseph N. DiNatale, Guardian of the Estate of John Muldowney 96-01383 Name of Respondents Chatfield Dean & Company, Inc.; Michael G. Strnad; Sean M. Martin REPRESENTATION For Claimant: Joseph N. DiNatale, guardian of the estate of Joseph Muldowney ("Muldowney") was represented by Joseph T. Moriarty, Esq. of Erb

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between fjame of Claimant Don Wills 96-01382 Name of Respondents MetLife Securities, Inc. Roger T. Everett REPRESENTATION Claimant Don Wills ("Claimant") appeared Pro Se. For Respondents MetLife Securities ("MetLife"), and Roger Everett ("Everett"), appeared Mitchell Elberg, Esq. of the law offices of Alan E. Lazarescu located in New York, New York

NASD REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION In the Matter of the Arbitration Between Name of Claimant Sheldon S. Cohen, Trustee, of the David H. Kushner Revocable Trust 96-01378 Witter Reynolds Inc. David W. Pear REPRESENTATION Claimant Sheldon S. Cohen Trustee of the David H. Kushner Revocable Trust ("Claimant") was represented by Maurice R. Dunie, Esq. of the law fern of Bulman, Dunie, Burke & Feld, Bethesda

NASD REGULATION, INC. FINAL ORDER NASD REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Julia Casals 96-01375 Name of Respondent Caisse des Depots Securities, Inc. REPRESENTATION For claimant, Julia Casals ("claimant"), appeared Christopher C. Panarella, Esq. of the firm Liddle & Robinson located in New York, N.Y. For respondent, Caisse des Depots Securities, Inc. ("respondent"), appeared Howard J. Rubin, Esq. and