N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Anthony C Soviero Name of Respondents Prudential Securities Inc. Stewart Melman Case No. 95-02160 REPRESENTATION For Claimant, Anthony C. Soviero, Esq. ("Soviero"): Anthony C. Soviero Esq. of DeLray Beach, Florida. For Respondents, Prudential Securities, Inc. ("PSI") and Stewart Melman ("Melman"): V. Michael Arias,

N.A.5.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Gaimast William J. McHale 95-02158 Name of Respondents Dean Witter Reynolds, Inc. Kenneth J. Blake CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 4, 1995, Claimant, William J. McHale, who appeared Pro Se, alleged that Respondents, Dean Witter Reynolds, Inc., ("DWR") and Kenneth Blake (

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS (n the Matter of the Arbitration Between Name of Claimant Mary L. Clark 95-02157 Name of Respondents Jacqueline A. Moody Robert Thomas Securities, Inc. Name of Crossclaimant Robert Thomas Securities, Inc. Name of Crossclaim Respondent Jacqueline A. Moody CASE SUMMARY In a ciaim filed with the National Association of Securities Dealers, Inc. on May 4,1995, Claimant Mary

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant * Hemy H. Wohl Name of Respondents Tucker Anthony, Inc. John T. Wagner 95-02156 CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 3, 1995, Claimant Henry H. Wohl ("Claimant"), who appeared Pro Se, alleged that Respondents John T. Wagner ("Wagner"), and Tucker Anthony, Inc. (T

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Emanuel LoGiudice 95-02146 Name of Respondents Camelot Investment Corp. Meyers, Pollack, Robbins Ron Grag James Carroll Seymour I. Dernis Jerold C. Judkowitz CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 3, 1995 Claimant Emanuel LoGiudice ("Claimant"), who appeared Pro Se,

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between ' Name of Claimant Allen Adler 95-02145 Name of Respondents Merrill Lynch Pierce Fenner & Smith Inc Stanley Heilbronn REPRESENTATION For Claimant Allen Adler ("Adler") appeared Bruce Handler, Esq. of the law firm Jones Hirsch Connors & Bull, located in New York City, New York. For Respondents Merrill, Lynch, Pierce, Fenner & Smit

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Dennis Eliassen 95-02135 Name of Rffipnnffoyfl John Puglisi CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 3, 1995, Claimant Dennis Eliassen ("Claimant*), who appeared Pro Se, alleged that Respondent John Puglisi ("Respondent"), made an unauthorized purchase and sale of 500 shares

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between * Stephen L. Craig Claimant(s) NASD Arbitration v. No, 95-02130 Chicago Partnership Board, Inc. William Lowell Templeton Respondents) REPRESENTATION OF PARTIES Stephen L. Craig ("Claimant") was represented by James J. Sullivan, Esq., San Francisco, California. Chicago Partnership Board, Inc. ("Respondent") was represented by James F.

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant L. James Kennedy, Jr. and 95-02125 Name of Respondent Prudential Securities, Inc. REPRESENTATION QF PARTIES L. James Kennedy, Jr. ("Claimant") was represented by Thomas L. Kennedy, Esq., Kennedy & Evans, L.L.C., Colorado Springs, Colorado. Prudential Securities, Inc. ("Respondent") was represented by Charles B. LaChaussee, Es

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Kenneth and Diana Eyton-Jones 95-02124 Name of Respondents Josephthal Lyon & Ross, Inc. Robert M. Pelio CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on May 3, 1995, Claimants Kenneth and Diana Eyton-Jones ("Claimants"), who appeared Pro Se, alleged that Respondents Josephthal Lyon