AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimant Linsco Private Ledger Corporation v. 04-05089 Denver, Colorado Respondent Jeffrey Michael Hug Nature of Dispute: Member v. Associated Person REPRESENTATION OF PARTIES Linsco Private Ledger Corporation ("Claimant") was represented by Brad Jacobs, Esq., of Linsco Private Ledger Corporation, Boston, Massachusetts. Jeffrey Michael Hug ("Respondent") appeared

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-05088 George W. Gibson and Jo Lynn Gibson as individuals and George W. Gibson IRA Names of the Respondents Hearing Site: Memphis, TN Edward D. Jones & Co., L.P. Charles E. Cloud Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For George W. Gibson and Jo Lynn Gibson as individuals and Georg

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-05085 Om Thapar and Manju Thapar Names of the Respondents Hearing Site: Atlanta, Georgia J. P. Turner and Company, LLC Richard M. Berteletti Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Om Thapar ("OT") and Manju Thapar ("MT"), hereinafter collectively referred to as "Claimants": Ri

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-05080 William Sain Names of the Respondents Hearing Site: Orlando, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For William Sain, hereinafter referred to as "Claimant": Douglas H. Glicken, Esq., Douglas H

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-05078 Fred M. Kermode IRA Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc., f7k/a Salomon Smith Barney, Inc. Jack Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Fred M. Kermode IRA, hereinafter referred as "Claimant": Douglas H. Glicken, Esq., Law

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Eleanor Werbalowsky SSB IRA Custodian GPM Account Alvin Werbalowsky and Eleanor Werbalowsky JTWROS Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 04-05074 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESE

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Ronald and Ruth Ann Befferman Case No. 00-00759 DiMedio & Co. (f/k/a DiMedio Kirchhoff & Co., Inc.) The Kirchhoff Organization, Ltd. Silvio DiMedio Rhett H. Kirchhoff Rearing Site- Philadelphia, Pennsylvania o Claimants, Ronald and Ruth Ann Befferman hereinafter referred to as "Claimants": John McDonald, Esq., Stark & Stark, Princeton, NJ. Respondent, Silvio

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-05072 C. Stephen Carper IRA Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For C. Stephen Carper IRA, hereinafter referred to as "Claimant": Douglas H. Glic

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Stanley Goldman and Renee Goldman Co TTEEs Stanley Goldman Trust and Renee Goldman Stanley Goldman Renee Goldman Account 2 Names of the Respondents Citigroup Global Markets, Inc. f7k/a Salomon Smith Barney, Inc. Jack'B. Grubman Case Number: 04-05071 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Pers

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Preston S. Foulks (Claimant) v. MetLife Securities, Inc., John Day Billington and Steven Charles Day (Respondents) Case Number: 04-05062 Hearing Site: New York, New York Nature of the Dispute: Associated Person vs. Member and Associated Persons REPRESENTATION OF PARTIES Claimant Preston S. Foulks ("Foulks") hereinafter referred to as "Claimant": Robert J. Barsch, Esq., New York,