Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Norman Kokot Sandra Kokot Norman and Sandra Kokot, JTWROS Name of the Respondent Noble International Investments, Inc. Case Number: 03-09143 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member. REPRESENT ATTON OF PARTIES For Norman Kokot, Sandra Kokot, Noriman and Sandra Kokot, JTWROS, hereinafter collect

Award NASD Dispute Resolution In the Matter of the Arbitration Between; Name of the Claimant Case Number: 03-09140 Donald Hupps Names of the Respondents Hearing Site: Boca Raton, Florida Sentra Securities Corporation John M. Chaffee Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Donald Hupps, hereinafter referred to as "Claimant": William R. Ponsoldt, Jr., Esq., Wright, Ponsoldt & Lozeau, LLP,

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Ellana A. Blau, Claimant v. Citigroup Global Markets Inc. a/k/a Salomon Smith Barney, Inc., Ronald K. Phillips and W. Andrew Blick, Respondents Case Number: 03-09137 Hearing Site: San Francisco, California Nature of the Dispute: Customer v. Member and Associated Persons REPRESENTATION OF PARTIES For Claimant: Timothy A. Canning, Esq. Attorney At Law Novato, Califo

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Robert D. Morgan, Stephanie D. Morgan, and Lite Industries Inc., Claimants v. Multi-Financial Securities Corporation, James A. Batten, James E. Lodge, George T. Diachok, Russell R. Diachok, and Douglas G. Temple-Trujillo, Respondents Case Number: 03-09136 Hearing Site: Salt Lake City, Utah Nature of the Dispute: Customers v. Member and Associated Persons REPRESENTATION OF

. 04/25/2005 17:11 FAS 4102375613^ PRIVATE BANKING 2 ®002 ; ' 04/22/2005 08:32 FAX 202 728 8M£ J NASD DISPUTE RESOLUTION Stipulated Award NASD Ditptte RcMtorttaB In ttoe Mrfier of ibe Arbitration Between: lwf 03^)9133 PriscfflaLStickdl MD Kent V. Pence Nature of the Dwpme; Customer vs. Member and Associated Person. J. EdmoodSudcdlandPrlicUlflL Stki€31,lta?cwiafiCTcoWectivdyreftc^ as ^ RespondeatB, KfeniU L>nd^ IHerce, Peai^

AWARD NASD DISPUTE RESOLUTION In the Matter of the Arbitration Between: Claimant Slyvia T. Levin vs. Respondents Thurston G. Oilman, Steven A. Oilman, Financial Links, Inc. and Penson Financial Services, Inc. Case Number: 03-09132 SITUS: Philadelphia, Pennsylvania NATURE OF DISPUTE: Customer v. Members and Associated Persons REPRESENTATION OF PARTIES Claimant, Slyvia T. Levin, hereinafter referred to as "Claimant": Debra G. Speyer, Esq., Law Off

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant fagg Number- 03-09131 Eugene W. Ennis Names of the Respondents Hearing Site: Philadelphia, PA Christopher T. Wright Merrill Lynch, Pierce, Fenner & Smith, Inc. Nature of the Dispute: Customer vs. Associated Person and Member REPRESENTATTON OF PARTIES Claimant, Eugene W. Ennis, hereinafter referred to as "Claimant", was represented by Edwin L. Stock,

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Marlene B. Magill and 03-09130 Kansas City, Missouri Name of Respondents Prudential Equity Group, LLC PruCo Securities, LLC David James Neihart Johnnie C. Huff and Larry S. Singer Nature of the Dispute: Customer vs. Members and Associated Persons REPRESENTATION OF PARTIES Marlene B. Magill ("Claimant") was represented by Scott K

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Charles Schwab & Co., Inc., Claimant v. John Wesley Logan, Respondent John Wesley Logan, Counter-Claimant v. Charles Schwab & Co., Inc., Counter-Respondent John Wesley Logan, Earl Woolwine, Harold Dorris, and Anne Dorris Woolwine, Third Party Claimants v. Ernest M. Dill, Third Party Respondent Case Number: 01-01714 Hearing Site: Seattle, Washington Nature of the Dispute: Member v. A

Award NASD Dispute Resolution In the Matter of the Arbitration Between; James Reynolds, Claimant v. Wedbush Morgan Securities Inc., Respondent Case Number: 00-00757 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant James Reynolds: Dennis W. Rihn, Esq. Law Offices of Dennis W. Rihn Glendale, California Jonathan W. Evans, Esq. Jonathan Evans & Associates Los Angeles, California For Respondent Wedbush Morg