NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06555 Albert A. Daud, IRA, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Albert A. Daud, IRA, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grub

* ' Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Carlin Equities Corporation, (Claimant) vs. Mark (Moshe) Isenberg, (Respondent) Case Number: 01-01702 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant Carlin Equities Corporation, hereinafter referred to as "Claimant": David G. Tomeo, Esq., Lowenstein Sandier PC, Roseland, NJ. Respondent Mark (Moshe) Isenberg, hereinafter referred to as "Respondent", did

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06554 Mario Petruzzelli and Helga S. Petruzzelli IRA, Claimants v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney Inc. and Jack B. Grubman, Respondents. ATTORNEYS: ~~~ For Claimants, Mario Petruzzelli and Helga S. Petruzzelli IRA, ("Claimants"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets

NASD DISPUTE RESOLtTTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06553 Daniel R. Richardson, Claintaot v, Citigroup Global Markets, Inc, fiflcfe Salomon Ss*k Barney, Inc., and Jack B, Grubman, Respondents. ATTORNEYS: For Claimant, Daniel It Richardson, ("Claiiflaatf '), appeared Douglas H, Glicken, Esq-, of flic Law Offices of Douglas H. Gfc&cn, P^ Orlando, For Respondents, CStfgmttp Global Matets, foe,, flkfa Salomon Smiib Barney. Inc., and Jack B.

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06552 Dr. Edward C. Desjardins, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Dr. Edward C. Desjardins, ("Claimant"), appeared Douglas H. Glicken, Esq., of The Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06551 Hank M. Estridge TTEE FBO Hank M. Estridge, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Hank M. Estridge TTEE FBO Hank M. Estridge, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Office of Douglas H. Giicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Sa

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06550 Kristy Lynn Jaster, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Kristy Lynn Jaster, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubrn

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06549 Susan Semegram SEP FBO Susan Semegram, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Susan Semegram SEP FBO Susan Semegram, ("Claimant"), appeared Douglas H. Glicken, Esq., of the Law Offices of Douglas H. Glicken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smi

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Shirley J. Wells, Trustee FBO Shirley J. Wells Name of the Respondents Citigroup Global Markets, Inc. and Jack B. Grubman Case Number 03-06548 Hearing Site- St. Louis, Missouri Nature of the Dispute: Customer vs. Member Firm and Associated Person REPRESENTATION OF PARTIES Claimant, Shirley J. Wells, Trustee FBO Shirley J. Wells, hereinafter r

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06547 Donald Novick, IRA, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: For Claimant, Donald Novick, IRA, ("Claimant"), appeared Douglas H. Glicken, of the Law Offices of Douglas H. Glieken, P.A., Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, ("R