Award NASD Dispute Resolution In the Matter of the Arbitration Between: Pristine Securities LLC d/b/a Mastertrader.com, Pristine Services, Inc., Pristine Capital Holdings, Inc., Oliver L. Velez, and Gregory Capra (Claimants) v. Instinct Clearing Services, Inc., Terra Nova Trading, LLC, and George Luis Muniz (Respondents) Case Number: 03-06185 Hearing Site: New York, New York Nature of the Dispute: Member, Non-Members, and Associated Persons v. Members and

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-06179 William Booth Pamela Booth Names of the Respondents Hearing Site: Boca Raton, Florida John Randolph Gunnip Kevin Scott Gunnip Morgan Stanley DW Inc. Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For William Booth and Pamela Booth, hereinafter collectively referred to as "Claima

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Michael L. Skorka and 01-01634 Denver, Colorado Name of Respondents J.P. Turner & Company, LLC George Christodoulou REPRESENTATION OF PARTIES Michael L, Skorka ("Claimant") was represented by R. Craig Ewing, Esq., of Ewing & Ewing, PC, Englewood, Colorado. J.P. Turner & Company, LLC ("J.P. Turner") and George Christodoulou ("Christodoulou") were

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants William E. Thompson, Individually William E. Thompson, as Administrator of the Estate of Betty W. Thompson, deceased Names of the Respondents Metlife Securities, Inc. Richard Craig Adamson Case Number: 03-06177 Hearing Site: Little Rock, Arkansas Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES

Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-06176 Gary A. Friedman and Lisa E. Friedman, individually and jointly; Friedman and Friedman, P.A, Pension & Profit Sharing Plan, Gary A. Friedman, Trustee; Gary Friedman IRA, and Friedman Family Limited Partnership, Gary A. Friedman, General Parnter Name of the Respondent Hearing Site: Boca Raton, FL Merrill Lynch, Pierce, Fenner

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Craig P. Mackay Craig P. Mackay and Luisa Mackay JTWROS Name of the Respondent Merrill Lynch, Pierce, Fenner and Smith, Inc. Case Number: 03-06175 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Craig P. Mackay and Craig P. Mackay and Luisa Mackay JTWROS, hereinafter collectively r

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants Jean L. Morrison TOD Robert R. Morrison, and NFS/FMTC IRA FBO Jean L. Morrison vs. Names of Respondents Comerica Securities, Dewey D. Steffen, and Mark F. McFee Case Number: 03-06174 Hearing Site: Detroit, Michigan NATURE OF CASE Customers v. Member Firm and Associated Persons REPRESENTATION OF PARTIES Jean L. Morrison TOD Rob

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number! 03-06170 Paul and Flora Angelucci Names of the Respondents Hearing Site- Philadelphia, PA Gerald R. Browne Merrill Lynch, Pierce, Fenner & Smith, Inc. Nature of the Dispute: Customers vs. Member and Associated Person RF.PttFSF.NTATTON OF PARTTFS Claimants, Paul and Flora Angelucci, hereinafter collectively referred to as "Claima

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06165 Patricia S. Boykin and Patricia S. Boykin SEP IRA, Claimants v. Morgan Keegan & Company, Inc., Respondent. ATTORNEYS: For Claimants, Patricia S. Boykin and Patricia S. Boykin SEP IRA, ("Claimants") appeared Samuel T. Brannan, Esq., of the firm Page Perry, LLC, formerly J. Boyd Page & Associates, LLC, Atlanta, GA. For Respondent, Morgan Keegan & Company, Inc., ("Respondent"), appear

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-06164 Ryan Beck & Co., Inc., Claimant v. Bret M. Shapiro, Respondent. ATTORNEYS: For Claimant, Ryan Beck & Co., Inc., ("Claimant"), appeared through their registered agent, Michael S. Colombo, StreetWide Asset Recovery Group, Inc., Lyndhurst, NJ. Respondent, Bret M. Shapiro, ("Respondent"), did not submit an answer in this case. NATURE OF DISPUTE: Member v. Associated Person DATE FILED