Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Jeremy Dallow, (Claimant) vs. May, Davis Group, Inc., (Respondent) Case Number: 01-01511 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Jeremy Dallow, hereinafter referred to as "Claimant": Lawrence S. Leibowitz, Esq., Wexler & Burkhart, P.C., Mitchel Field, NY. Respondent, May, Davis Group, Inc., hereinafter referred to as "Respondent": Adam L. Goldb

NASD 013 WHE KESOltmON AW AED CASE: Jacqueline Ko, Qaimaztt v, Citignng) Otobal Markets, inc. tfk/a Salomon Smith Barney, lac. cud Jaefc B, Foe Claimant Jacqueline Flo, ("ClattosnHs appeared femes Richard Hooper, Esq-. of tiie fiim .C.J Orlando, FcrK^p< »Bdfiwi% t^tigro^ ^ , appeared Bradford D. Kaufinan, Esq. ? Cw«toma-v fc Mfimbet and Associated PCTSOIL CASE SUMMARY: Qairaattt aBeged that Respood«its viotod each of tfao Allowing: Sectio

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-04862 Jewel Daskal and Jordan Daskal JTWROS, Claimants vs. Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc., and Jack B. Grubman, Respondents. ATTORNEYS: —- _____ For Claimants Jewel Daskal and Jordan Daskal JTWROS, ("Claimants"), appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando FL. For Respondents, Citigroup Global Markets, Inc., I7k/a Salomon

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Irving Tuchman Name of the Respondents Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-04860 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Irving Tuchman ('Tuchman"), hereinafter referred to as "Claimant": Michae

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Robert W. Goduti Names of the Respondents Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. JackB.Grubman Case Number. 03-04859 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Robert W. Goduti, hereinafter referred to as "Claimant": William Young,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-04857 Robert Wolk and Dorothy Wolk, Trustees of the Wolk Living Trust Names of the Respondents Hearing Site: Boca Raton, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Robert Wolk ("RW") and Dorot

NASD DISPUTE RESOLUTION AWARD - Single Arbitrator Paper Only Case NASD DISPUTE RESOLUTION CASE: 03-04852 Joyce A. Stade and C. Richard Stade, Trustees of the Joyce A. StadeTrust, CLAIMANTS v. Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, RESPONDENTS ATTORNEYS: For Claimants, Joyce A. Stade and C. Richard Stade, Trusteees of the Joyce A. Stade Trust, appeared James Richard Hooper, Esquire, Ramon I. Melendez, Esquire, a

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Hope J. Katz Names of the Respondents Citigroup Global Markets, Inc., #k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-04851 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Hope J. Katz, hereinafter referred to as "Claimant": Michael B. Lynch, Esq

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Paulette M. Liebman Names of the Respondents Citigroup Global Markets, Inc., f/k/a Solomon Smith Barney, Inc. Jack Grubman Case Number: 03-04850 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Paulette M. Liebman, hereinafter referred to as "Claimant": James Ric

Award NASD Dispute Resolution In the Matter of the Arbitration Between; Name of the Claimant Case Number: 03-04849 Harold Brown Names of the Respondents Hearing Site: Boca Raton> Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Harold Brown, hereinafter referred to as "Claimant": Michael B. Lynch, Esq., Hooper &