Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-04846 Richard D. Truman Names of the Respondents Hearing Site: Boca Raton, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Richard D. Truman ("Truman"), hereinafter referred to as "Claimant": William B. Y

Award NASD Dispute Resolution In the Matter of the Arbitration Between: James A. Cecire, (Claimant) vs. Josephthal & Co., Inc., Bear Stearns Securities Corp., Michael A. Volpe, and Steven J. Kowitski, (Respondents) Case Number: 01-01510 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, James A. Cecire, hereinafter referred to as "Claimant": Frank Zazzaro, Esq., Montclair, NJ. Respondents, Josephthal & Co., Inc. ("Josephthal") and

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-04843 George Fields and Jean W. Fields TTEES FBO George Fields Revocable Trust Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc. JackB. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For George Fields and Jean

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Renee Joi Poole Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-04842 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Renee Joi Poole, hereinafter referred to as "Claimant": James Richard

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-04841 Susanne H. Brown Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Susanne H. Brown, hereinafter referred to as "Claimant": James Richard Hooper, Esq.,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant John W. Bates Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-04840 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For John W. Bates, hereinafter referred to as "Claimant": Michael B. Lynch,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Sandi Cooper Names of the Respondents Citigroup Global Markets, Inc., f7k/a Salomon Smith Barney, Inc. Jack Grubman Case Number: 03-04837 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Sandi Cooper, hereinafter referred to as "Claimant": Michael Lynch, Esq., Ho

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-04836 Emerson D. Lightner, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents ATTORNEYS: For Claimant Emerson D. Lightner ("Claimant") appeared James Richard Hooper, Esq., of the firm Hooper & Weiss, L.L.C., Orlando, FL. For Respondents Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman ("Responden

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Neil C. McGrath Names of the Respondents Citigroup Global Markets, Inc., f7k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-04835 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Neil C. McGrath, hereinafter referred to as "Claimant": Michael B. Lyn

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Marjorie Berg Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack Grubman Case Number: 03-04834 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Marjorie Berg, hereinafter referred to as "Claimant": Michael Lynch, Esq.,