Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Gary L. Price and Georgia L. Price JTWROS Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-04832 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Gary L. Price and Georgia L. Price JTW

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-04831 Joseph Lascari TTEE FBO Joseph Lascari Trust Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc. JackB. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Joseph Lascari TTEE FBO Joseph Lascari Trust, hereinafter

Award NASD In the Matter of the Arbitration Between: Name of the Claimant Scott Alan Rubin Names of the Respondents Roundhill Securities, Inc. and John Britt Case Number: 01-01499 Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES For Scott Alan Rubin, hereinafter referred to as "Claimant": Gerald Rubin, Esq., Law Offices of Gerald Rubin, P.C., Newark, New Jersey. For Roundhill Securities, Inc. ("Roundhill"): William Zeena,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-04830 The Declaration of Marilyn A. Nicklas Trust Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc., f7k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For The Declaration of Marilyn A. Nicklas Trust, hereinafte

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-04828 Richard Lloyd and Geraldine Lloyd, JTWROS Names of the Respondents Hearing Site: Orlando, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Richard Lloyd and Geraldine Lloyd, JTWROS, hereinafter r

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Lenora Engel TTEE- Lenora Engel Trust Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Case Number: 03-04827 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Lenora Engel TTEE-Lenora Engel Trust, hereina

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-04826 Alton Fmily Trust, Claimant vs. Citigroup Global Markets, Inc. f/k/a Saloman Smith Barney, Inc. and Jack B. Grubman, Respondents. ATTORNEYS: " For Claimant, Alton Family Trust, ("Claimant"), appeared James Richard Hooper, Esq. from the firm Hooper & Weiss, LLC. Orlando, FL. For Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc.and Jack B. Grubman, ("Respon

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-04812 Irving Jablon, Trustee FBO Irving Jablon Names of the Respondents Hearing Site: Boca Raton, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Irving Jablon Trustee FBO Irving Jablon, hereinafter refer

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-04807 Steve L. Hensley Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Steve L. Hensley, hereinafter referred to as "Claimant": Michael B. Lynch, Esq., Hooper

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant The Hillery Family Trust Names of the Respondents Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Case Number: 03-04804 Hearing Site: Orlando, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For The Hillery Family Trust, hereinafter referred to as "Claimant"