Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between; Kamal Abdelmalek (Claimant) vs. H&R Block Financial Advisors, Inc. and Donate Cilenti (Respondents) Case Number: 03-04107 Hearing Site: New York. New York Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Claimant, Kamal Abdelmalek ("Abdelmalek"), hereinafter referred to as "Claimant," George L. Mahr HE, Esq., Mahr & Mahr, LLC,

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-04101 Ann S. Douglas TTEE for Galen M. Douglas Educationalist and Ann S. Douglas TTEE for Jake C. Douglas Educational Trust, Claimant v. Richard Shrader and Mike Nielsen, Respondents. ATTORNEYS: Claimant, Ann S. Douglas TTEE for Galen M. Douglas Educational Trust and Ann S. Douglas TTEE for Jake C. Douglas Educational Trust, ("Claimant"), appeared pro se, Bainbridge Island, WA. Respo

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Janell Mosgofian, Claimant v. Citigroup Global Markets, Inc., also known as Salomon Smith Barney, Inc., Alexander G. Wesman, John B. Moran, Jack B. Grubman, Michael A. Carpenter, Kevin J. McCaffrey and Eduardo G. Mestre, Respondents Case Number: 03-04097 Hearing Site: San Francisco, California Nature of the Dispute: Customer vs. Member and Associated Persons REPRESENTATIO

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant i Lawanda Parker v. Case Number: 01-01439 Hearing Site: Troy, Michigan Names of Respondents Leonard & Company, Lawrence J. Bullock , American Skandia Marketing, Inc., Kristin E. Jaekle and Suzanne Hurel ' ' ' l ' ' and . il . :' I Name of Cross-Claimant American Skandia Marketing, Inc. v. Name of Cross-R

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Hsiao-Chen J. Chung (also known as Jennifer Chung), Claimant v. Hendraprawira Iskandar, Michael R. Guerra, Sr., Jason B. Sinclair and Morgan Stanley DW Inc., Respondents Case Number: 03-04093 Hearing Site: San Francisco, California Nature of the Dispute: Customer vs. Member and Associated Persons REPRESENTATION OF PARTIES For Claimant: Timothy D. Murphy, Esq. Law Offices of

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Alvin and Barbara Filatski, Claimants, v. Salomon Smith Barney, Inc. (n.k.a. Citigroup Global Markets, Inc.), Harlan Van Vooren, Thomas Gibbens, Jack Grubman, Kevin McCaffrey, Michael Carpenter, and Eduardo Mestre, Respondents Case Number: 03-04092 Hearing Site: San Francisco, California Nature of the Dispute: Customers vs. Member and Associated Persons ' ' ( REPRESEN

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-04089 Cliff S. Huang, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney Inc. and Joe L. Tackitt, Jr., Respondents. ATTORNEYS: Claimant, Cliff S. Huang, ("Claimant"), appeared pro se, Tai Hang, Hong Kong, China. Respondents, Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney Inc. and Joe L. Tackitt, Jr., ("Respondents"), appeared through their in-house counsel, Ann

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between; Names of the Claimants Richard Angelotti Edward Rosenberg Names of the Respondents Herbert Bregg Gloria Bregg Case Number: 03-04086 Hearing Site: Tampa, Florida Nature of the Dispute: Associated Persons vs. Customers. REPRESENTATION OF PARTIES For Claimants Richard Angelotti ("Angelotti 11 ) and Edward Rosenberg ("Rosenberg"), hereinafter c

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Nellie M. Spegele Names of the Respondents Prudential Securities Incorporated, Niles Jester, Brian Cline and Mitch Alford Case Number: 03-04085 Hearing Site: Orlando, Florida. Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Nellie M. Spegele, hereinafter referred to as "Claimant": Bernard H. Dempsey

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Huguette Turler Arndt Alain Turler Name of the Respondent Salomon Smith Barney Case Number: 03-04084 Hearing Site: Tampa, Florida Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Huguette Turler Arndt and Alain Turler, hereinafter collectively referred to as "Claimants": Scott J. Link, Esq. and Ryon M. McCabe, Esq.,