AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Ingram Liljestrand, and Rebecca Liljestrand, Claimants, v. No. 97-00165 Investors Associates, Inc., Matthew Proman, Randy Narod, David Reynolds, and Meyers Pollock Robbins, Inc., Respondents. REPRESENTATION OF PARTIES Claimants Ingram Liljestrand and Rebecca Liljestrand (collectively referred to as "Claimants") were represented by Jerry

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OK SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Dennis Marc Klinman 97-00156 Name of Respondents First United Equities Corporation REPRESENTATION Claimant Dennis Marc Klinman ("Claimant") was represented by David Zimmer, Esq., Greenwich, CT. Respondent First United Equities ("Respondent") did not appear. CASE INFORMATION Claimant's Statement o

AWARD NASD REGULATION. INC., OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant Gregory T. Christian v. Arbitration ^ 97-001 Name of Respondent Kennedy, Cabot & Co. REPRESENTATION For Claimant: For Respondent: Gregory T. Christian, In Pro Per Breckenridge, Colorado George H. Kupper, Esq. Kennedy, Cabot & Co. Beverly Hills, California Statement of Claim Hied: Claimant's Submi

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimants Thomas A. and Kathleen Vyrostek vs. 97-00147 Name of Respondents Daniel Porush Scott Forman REPRESENTATION Claimants Thomas A. and Kathleen Vyrostek ("Claimants") were represented by Kristen W. Ulbrich, Esq., Adler, Pollock & Sheehan, Inc., Providence, Rhode Island. Respondent Daniel Porush ("Porush") was represented by Mark E. Gelfand, Esq., Hicksvill

NASD REGULATION AWARD In the Matter of the Arbitration Between Nfcme of Claimant Barry D. Keating 97-00145 Name of Respondent Gilbert Marshall & Company, Inc. REPRESENTATION Claimant Barry D. Keating ("claimant") appeared pro se. For Respondent Gilbert Marshall & Company, Inc. ("respondent") appeared Michael Usher, President of respondent. CASE INFORMATION Statement of Claim was filed on: January 8, 1997. Claimant's Submission Agreem

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Willard D. Varner 97-00144 Names of Respondents George P. Koumoutsos Hornor, Townsend Kent, Inc. REPRESENTATION Claimant Willard D. Varner ("Claimant") appeared pro se. For Respondents George P. Koumoutsos ("Koumoutsos") and Hornor, Townsend Kent, Inc. ("Hornor"), (collectively "Respondents") appeared Philip J. Smith, Esq., of the firm Vorys, Sater, Seymour

Award NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Michael B. Fanshel vs. Case No. 97-00143 Name of Respondents PaineWebber, Inc. Smith Barney Shearson, Inc. Kevin J. Schaefer REPRESENTATION OF PARTIES Claimant Michael B. Fanshel ("Claimant"): W. Brad Clark, Washington, D.C. Respondents Smith Barney Shearson, Inc. ("SBS") and Kevin Schaefer ("Schaefer"): Joseph A. Ingrisano, Esq., Washington, D.C.

AWARD OF DISMISSAL NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Cheri Larrydale vs. 97-00142 Name of Respondent Dean Witter Reynolds, Inc. REPRESENTATION Claimant Cheri Larrydale ("Claimant") appeared pro se. Respondent Dean Witter Reynolds, Inc. ("Respondent") was represented by Kathlene Pontone, Esq., Suzanne W. Decker, Esq., and Gina S. Lindekugel, Esq., Miles & Stockbridge, Baltimore, Maryland, and

AWARD NASD Regulation, Inc. In the Matter of the Arbitration Between Name of Claimant Karen Beale Case No. 97-00141 Name of Respondents Island Securities, Inc. Alan S. Cohen Jonathan E.S. Bekhor REPRESENTATION For Karen Beale ("Claimant") appeared Dan A. Druz, Esq., a sole practioner, located in Manasquan, New Jersey. Respondent Jonathan E.S. Bekhor ("Bekhor") appeared pro se. Respondent Alan S. Cohen ("Cohen") appeared pro s

Award NASD In the Matter of the Arbitration Between: Name of the Claimant Case Number: 01-01427 Steven Sopronyi, individually and as assignee of Elizabeth Sopronyi Name of the Respondent Hearing Site: Boca Raton, FL Prudential Securities, Inc. REPRESENTATION OF PARTIES For Steven Sopronyi, individually and as assignee of Elizabeth Sopronyi, hereinafter collectively referred to as "Claimant": Jeffrey Erez, Esq. and Jeffrey Sonn, Esq., Sonn & Erez, Fo