NASD REGULATION, INC. AWARD NASD REGULATION. INC.. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant Barney Weinman v. Arbitration No. 97-00116 Name of Respondents Bear Stearns & Co., Inc. and Lief Fiel REPRESENTATION For Claimant: Steve A. Buchwalter, Esq. Law Offices of Steve A. Buchwalter Encino, California For Respondents: Elizabeth H. Lindh, Esq. Keesal, Young & Logan Long Beach, Cali

y ; J N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. CASE: 97-00112 Steven J. Vastola, claimant vs. Peter Liounis, Thomas Sunderland and San Clemente Securities, Inc., respondents. ATTORNEYS: Claimant appeared Pro Se, Wolcott, CT. For Respondent Peter Liounis, appeared Michael F. Bachner, Esq., New York, NY. Respondents Thomas Sunderland and San Clemente Securities, Inc., appeared Pro Se, through

AWARD NASD Regulation, Incorporated Office of Dispute Resolution In the Matter of Arbitration Between Everen Securities, Inc., Claimant, and No. 97-00111 Allan R. Singleton, Respondent. RiyRESENTATION OF PARTIES Claimant, Everen Securities, Incorporated ("Everen"), was represented by Diane C. Fischer, Michael A. Kraft and Ronald P. Kane, Esquires of Gomberg Kane & Fischer, Limited, located in Chicago, Illinois. Respondent, Allan R. Singl

NASD Regulation, Inc., Award In the Matter of Arbitration Between James Banner, William O.G. Banner, Barbara Drake, William Oxford G. Danner Irrevocable Trust, Jimmie G. Danner, Trustee, Daniel M. Drake Trust, Jimmie . and William Danner, Trustees, Estate of Acton G. Danner, James Danner, Executor, William Getty Stannley Irrevocable Trust, Jimmie and William Danner, Trustees, Estate of Oxford G. Danner, James Danner, Executor, and Barbara an

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Oldc Discount Corporition, Claimant and Counter-Respondent, v. No. 97-00108 Frank Michael Dimercurio, and Virginia Dimercurio, Respondents and Counter-Claimants. REPRESENTATION OF PARTIES Claimant and Counter-Respondent Olde Discount Corporation ("Claimant) was represented by David M. Kuhna of Olde Discount Corporation located in Detroit, Michig

AWARD NASD REGULATION. INC.. OFFICEQFDISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimants.) Stanley and Kathleen McGinnis v. Name of Respondent(s) Merrill Lynch, Pierce, Fenner & Smith, Inc. Joseph M. Samuels REPRESENTATION Arbitration No. 97-00107 For Claimant: For Respondent: David S. Wallace, Esq. Shapiro Buchman, LLP Walnut Creek, California Kenneth C. Mennerneier, Esq. Mennemeier, Gla

AWARD NASD REGULATION, INC. OFFICE OF DISPUTE RESOLUTION In the Matter of Arbitration Between Mendl Siege! Claimant, and No. 97-00104 Euro-Atlantic Securities, Inc., Neil Brauner, John Lembo and David Melillo Respondents. REPRESENTATION OF PARTIES For Claimant: Mendl Siegel, was represented by Leigh R. Lasky, Esq., of Beigel Lasky Rifkind Fertik Gelber & White located in New York, New York. For Respondents: Euro-Atlantic Securities, Inc.

07/17/02 TO) 06; 51 FAX NASD REGULATION Award NASD Dispute Resolution, lac* In the Matter of the Arbitration Between Baity Coburn Case No. 97-00100 Sit*- Nashville, Tennessee Bear Stearns Securities Corp.; Edwin L. Lawrence; Stephen Vornea; and» SalTacher Claimant Barry Cobum ("Coburn") was represented by Jay S. Bowen, Esq., of Bowen Riley Warnock & Jae6bson,,EtG^toc^tec3 in Nashville, Tennessee- Respondent Bear Steams Securities Cor

Arbitration No. 97-00096 In the matter of th'e Arbitration Between Name of .Claimant is) Donald Birch Name of ..Respondent fa) Steve Kleinmann Daniel M. Porush Jeffrey Shneider REPRESENTATION For Claimant: John A. Bender, Jr., Esq., Weiss Jensen Ellis & Howard, Seattle, Washington For Respondents; Steve Kleinmann and Jeffrey Shneider: Jay M. Israel, Esq., Wexler & Burkhart, P.C., Mitchel Field, New York For Respondent Daniel M. P

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 01-01421 Investin Securities Corp., claimant vs. Susanto Susanto, respondent. ATTORNEYS: For claimant appeared Lisa Duncan, in-house counsel, Dallas, TX. Respondent did not appear. DATE FILED: March 21, 2001 CASE SUMMARY: Claimant alleged respondent failed to repay a debit balance in his account. Claim Data Award Data Claim: $4,202.05 Award: $4,202.05 Interest: unspecified Int