Award NASD Dispute Resolution In the Matter of the Arbitration Between: Hazel Bryan (Claimant) v. Fahnestock & Co., Inc., James J. Mariani, Michael Fasciglione, Henry Arthur Fichtner, Josephthal & Co., Inc., and Oppenheimer & Co., Inc. (Respondents) Case Number: 03-03335 Hearing Site: New York, New York Nature of the Dispute: Customer v. Members and Associated Persons. REPRESENTATION OF PARTIES Claimant Hazel Bryan ("Bryan") hereinafter referred to

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: William T, Minor IRA (Claimant) v. Merrill Lynch, Pierce, Fenner & Smith, Inc. and Joseph M. Holcomb (Respondents) Case Number: 03-03331 Hearing Site: Cincinnati, Ohio Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES V Claimant William T. Minor IRA ("Minor") hereinafter referred to as "Claimant": Franklin R. Evans, Esq., R

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Fred Fogwell (Claimant) v. Clifford J. Robson and McDonald Investments, Inc. (Respondents) Case Number: 03-03330 Hearing Site: Cincinnati, Ohio Nature of the Dispute: Customer v. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Fred Fogwell ("Fogwell") hereinafter referred to as "Claimant": Franklin R. Evans, Esq., Richman Law Offices, Cincinnati, OH.

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-03324 William Maselli and Jeanne Maselli, individually, and as trustees of the Maselli Trust dated February 19, 2001 Names of the Respondents Hearing Site: Tampa, Florida Salomon Smith Barney, Inc. Jack Grubman Jeffrey Woei Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Gertrude Goldstein Revocable Trust, Claimant v. American Skandia Marketing, Inc. and Washington Square Securities, Inc., Respondents Case Number: 03-03319 Hearing Site: San Diego, California Nature of the Dispute: Customer vs. Members REPRESENTATION OF PARTIES For Claimant: Erwin J. Shustak, Esq. Shustak Jalil & Heller San Diego, California For Respondent American Sk

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between ' i Claimant ' Edward E. Greco v. 03-03317 Minneapolis, Minnesota Respondents National Clearing Corporation f/k/a J.B. Oxford & Company Nature of Dispute: Customer v. Member ' ' REPRESENTATION OF PARTIES Edward E. Greco ("Claimant") was represented by Daniel D. Hill, Esq., of Hjll Law Office, Maple Grove, Minnesota. National Clearing Corporation f/k/a J.B. Oxford

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between: Claimants Larry and Robert Kolodey and Case Number: 03-03315 Hearing Site: Detroit, Michigan Respondents Morgan Stanley DW, Inc., and Thomas Gerald Tarvis ' NATURE OF CASE Customers v. Member and Associated Person REPRESENTATION OF PARTIES Larry and Robert Kolodey ("Claimants") were represented by Robert Bertsch, Esq., Bertsch & Associates PC, Port

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants Mark and Nancy Carleton and Names of Respondents . Merrill Lynch Pierce Fenner & Smith, Inc. and David R. Zoellner, Sr. Case Number: 03-03313 Hearing Site: Southfield, Michigan Customers v. Member and Associated Person REPRESENTATION OF PARTIES Mark and Nancy Carleton ("Claimants 11 ) were represented by Anthony V. Trogan, Esq., and

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimants Barbara Hillyer and Frederick Hillyer v. 03-03311 Minneapolis, Minnesota Respondents Financial Network Investment Corporation JRA Financial Advisors, and James R. Reynolds Customers v. Member Firm, Non-Member Firm and Associated Person REPRESENTATION OF PARTIES Barbara Hillyer and Frederick Hillyer ("Claimants") were represented by Terrence J.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Ed Goldin, Claimant v. Matthew Young Parish, Richard Walsh and Salomon Smith Barney, Inc., Respondents Case Number: 01-01296 Hearing Site: Las Vegas, Nevada REPRESENTATION OF PARTIES For Claimant: David Liebrader, Esq. Law Offices of David Liebrader Las Vegas, Nevada For Respondents: Victor A. Machcinski, Jr. Salomon Smith Barney, Inc. New York, New York CASE INF