Stipulated Award NASD Dispute Resolution in the Matter of the Arbitration Between: ) John H. Deibel and Susan Deibel, ) Case Number:- 03-03134 ) Claimants, ) v. ) ) WS Griffith Securities, Inc., V Hearing Site: St. Louis, Missouri Premier Financial Partners, Sharon A. Sanders ) d/b/a Delta Solutions, ) ) Respondents. ) NATURE OF THE DISPUTE Customers vs. Member Firm and Associated Person REPRESENTATION OF PARTIES Claimant

Award NASD Dispute Resolution L In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-03132 Kimberly Fipps-Chobak Nancy M. Hurst Names of the Respondents Hearing Site: Atlanta, GA Jackson R. Coker n Wachovia Securities, Inc. Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Kimberly Fipps-Chobak and Nancy M. Hurst, hereinafter collectively referred to as "Claima

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimants Michael and Beth Wachtell and Respondents , • MML Investors Services, .Inc., Earl B. Emery, Matthew A. Meeker, and Dale J. Seymour . Case Number: 03-03128 Hearing Site: Detroit; Michigan NATURE OF CASE Customer v. Member and; Associated Persons , REPRESENTATION OF PARTIES 1E , Michael and Beth Wachtel'l ("Claimants") were repre

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants Eduardo Mellado and Aggie Mellado, Individually and as Trustees to the Mellado Family Living Trust Name of the Respondent Merrill Lynch Pierce Fenner & Smith, Inc. Case Number: 03-03126 Hearing Site: Chicago, Illinois NATURE OF THE DISPUTE Customers v. Member Firm REPRESENTATION OF PARTIES James Eccleston, Esq., and Ronald M. Amato,

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Name of Claimant Case No. 01-01267 Charles P. Curcio Names of Respondents Mayflower Capital, L.L.C. John David Brothers Diane W. Pace Hearing Site: Raleigh, North Carolina REPRESENTATION OF PARTIES For Charles P. Curcio, hereinafter referred to as "Claimant": Nicholas D. Thomas, Esq., Law Office of Nicholas D. Thomas, Raleigh, North Carolina. For Mayflo

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between; Steven Malise, (Claimant) vs. A.G. Edwards & Sons, Inc. and Jens Dalsgaard, (Respondents) Case Number: 00-00717 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant Steven Malise, hereinafter referred to as "Claimant": Randy Scott Zelin, Esq., a sole practitioner, Westbury, NY. Respondents A.G. Edwards & Sons, Inc. ("Edwards") and Jens Dalsgaard ("Dalsgaard"),

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-03123 Douglas S. Dickinson, M.D. Name of the Respondent Hearing Site: Atlanta, Georgia Ameritrade, Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Douglas S. Dickinson, M.D., hereinafter referred to as "Claimant": Ralph Bohanan, Jr., Esq., Bohanan & Belt, P.C., Birmingham, Alabama. For Ameritrade, Inc.,

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 03-03122 Jean B. Young, Claimant vs. Sentra Securities Corp., SunAmerica Securities, Inc., American International Group, Clyde M. Thornburg and Ronald M. Cherry, Respondents. ATTORNEYS: Claimant, Jean B. Young, ("Claimant"), appeared pro se, Sarasota, FL. For Respondents, Sentra Securities Corp., SunAmerica, Inc., American International Group, Clyde M. Thornburg, and Ronald M. Cherry, (collecti

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-03118 Cedric Wimberly and Rose Wimberly Names of the Respondents Hearing Site: Atlanta, Georgia Sterling Financial Investment Group, Inc., Michael Scott Kaye and Sergio Mariaca Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Cedric Wimberly and Rose Wimberly, hereinafter col

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Thomas Verrastro and Marlene Verrastro, George Fotiadis, Sr., George Fotiadis, Jr., and Joseph Verrastro (Claimants) v. The Thornwater Company, L. P. and Mario H. Figueroa (Respondents) Case Number: 03-03111 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Thomas Verrastro ("T. Verrastro") and Marl